IT’S NOT WRONG, IT’S ILLEGAL:
SITUATING THE GAZA BLOCKADE BETWEEN INTERNATIONAL LAW AND THE
UN RESPONSE
11 UCLA J. ISLAMIC & NEAR E.L. 37 (2011-2012)
Noura Erakat*
ABSTRACT
The legal nature of Israel’s blockade regime, imposed on Gaza since Hamas’s
ouster of Fatah from the Gaza Strip in June 2007, became a pressing question for
scholars and international media alike in the aftermath of Israel’s fatal attack on
the Gaza Freedom Flotilla in May 2010. The ongoing legal debate revolves about
the prohibition of collective punishment, as enshrined in Article 33 of the Fourth
Geneva Convention, and consequently scrutinizes the manner in which Israel has
administered its blockade. This article examines the Gaza blockade in
international law and demonstrates its illegality for violating the Laws of
Occupation, which delimit the use of permissible force available to an Occupying
Power, irrespective of the manner in which it is imposed. Accordingly, by
maintaining its blockade, Israel also challenges the existing legal order, namely
the scope of legal self-defense as well as the permissible use of force under the
Laws of Occupation. This legal challenge works to embolden states at the expense
of protections that should be afforded to civilians during armed conflict. Rather
than resist this critical attempt to shift the law, the United Nations’ Security
Council has perpetuated this confusion at best and, at worst, has colluded in the
redefinition of the law thereby undermining its own legitimacy as well as the force
of international humanitarian law. This article concludes by recommending that
the UN both uphold the rule of law and restore its legitimacy by responding
substantively to Israel’s behavior and structurally to its own procedural
mechanisms that have facilitated such an outcome.
________________________
•
Adjunct Assistant Professor of International Human Rights Law in the
Middle East at Georgetown University; B.A. UC Berkeley; J.D. Boalt
Hall School of Law. Currently the Legal Advocacy Coordinator for Badil
Resource Center for Refugee and Residency Rights. Visiting Scholar at
Georgetown's Center for Contemporary Arab Studies (2007-08). Visiting
Researcher at the American University in Beirut's Issam Fares Institute
(2010). A special thank you to George Bisharat and Susan Akram for
critical support and formative feedback; to the scholars and researchers at
the Issam Fares Institute for institutional support and camaraderie,
especially to Ramzi Houry for research assistance; and to Bassam
Haddad, Asmahan Haddad, Jumana Musa, Dana Erekat, Carole Haddad,
and Badia Al-Banna for discussion and helpful comments.
2
CONTENTS
I. INTRODUCTION…………………………………………………………….…. 2
II. BACKGROUND: ISRAEL, OCCUPATION, AND THE BLOCKADE OF GAZA………..5
III. THE LEGAL NATURE OF THE BLOCKADE IN INTERNATIONAL HUMANITARIAN
LAW………………………………………………………………………….…...9
A. ISRAEL REMAINS AN OCCUPYING POWER IN THE GAZA STRIP AND THE
ENDURING APPLICATION OF THE LAWS OF OCCUPATION………………..…10
B. ISRAEL FAILS TO FULFILL ITS DUTIES TO PROVIDE RELIEF TO CIVILIANS
LIVING IN THE TERRITORIES IT OCCUPIES UNDER THE LAWS OF
OCCUPATION………………………………………………………………13
C. THE RIGHT TO INITIATE FORCE (JUS AD BELLUM) IS NOT AVAILABLE WHERE
AN OCCUPATION EXISTS AND THE LAWS OF OCCUPATION APPLY (JUS IN BELLO)
……………………………………………………………………………14
IV. THE UNITED NATIONS AND THE RULE OF LAW………………………………21
A.THE UN CHARTER: DUTIES, PRIVILEGES, AND THE SECURITY COUNCIL
AS THE PRIMARY ENFORCEMENT BODY…………………...………………22
B. THE UN SECURITY COUNCIL’S FAILURE TO UPHOLD THE RULE OF LAW IN
RESPONSE TO ISRAEL’S BLOCKADE ON GAZA…………………………….24
C. IMPLICATIONS OF THE UNSC’S FAILURE TO UPHOLD THE RULE OF LAW.33
V.RECOMMENDATIONS TO THE UN…………………………………………..….36
I.
Introduction
Since the Second Palestinian Intifada, or uprising, Israel has advanced the
notion that it is engaged in an international armed conflict both within the West
Bank as well as Gaza.1 Accordingly, it argues that it can 1) invoke self-defense,
pursuant to Article 51 of the United Nations Charter, and 2) use force beyond that
permissible during law enforcement, even where an occupation exists and to
which the laws of occupation apply. Drawing on UN Security Council
Resolutions 1368 (2001) and 1373 (2001), passed in response to the September
11th attacks on the United States and which declare that terrorist attacks amount to
an armed attack thereby justifying the invocation of Article 51 self-defense, Israel
argues that notwithstanding existing legal debate, “there can be no doubt that the
assault of terrorism against Israel fits the definition of an armed attack,”
effectively permitting Israel to use military force against those entities.” 2 Israeli
officials continue that the laws of war can therefore apply to “both occupied
1
H.C. 7015/02, Ajuri v. The Miltiary Commander of the Judea and Samaria Area, 56(6) P.D. 352,
358. (“Since late September 2000, severe combat has been taking place in areas of Judea and
Samaria. It is not police activity. It is an armed conflict.”) [Hereinafter Military Commander].
2
H.C. 769/02, The Public Committee Against Torture in Israel v. The Government of Israel, P.D.
paragraph 10. [Hereinafter The Public Committee Against Torture].
2
3
territory and to territory which is not occupied, as long as armed conflict is taking
place on it.”3 This, however, contravenes the existing legal order on the matter.
The legal right to self-defense, is regulated by jus ad bellum, whereas the
ongoing use of force, is regulated by jus in bello.4 The two regimes are not
always compatible as self-defense is a legal justification for the initiation of force
(jus ad bellum), not for the ongoing use of force, as is the case in belligerent
occupation (jus in bello). Therefore, where force has already been initiated and an
occupation is in place, the right to initiate force is not an available remedy.
Moreover, pursuant to the laws of occupation, the permissible use of force by an
Occupying Power in Occupied Territories is that which is available for law
enforcement purposes or policing.
While the International Court of Justice (ICJ) underscores this distinction in
its holding that the right to initiate force against occupied territory is not available
to an occupying power,5 Israel insists that the continuous attacks from the West
Bank and Gaza into Israel constitute an armed attack thereby triggering Article 51
of the UN Charter. Adamant that international law is not mature enough to handle
its unique security problems, Israel argues that it is forced to rely on its own
interpretation of international law.6
Israel’s argument amounts to a challenge of the existing legal order: namely
it challenges the scope of permissible use of force during an occupation as well as
the legal definition of self-defense. As noted by George Bisharat, et. al. in their
comprehensive law review piece on Operation Cast Lead, Israel’s offensive
against Gaza, Israel’s attempts to change the law are conscious and deliberate.
Consider the statement made by the former head of the International Law
Division of the Israeli Military Advocate General:
If you do something for long enough, the world will accept it. The
whole of international law is now based on the notion that an act
that is forbidden today becomes permissible if executed by enough
countries…international law progresses through violations. We
invented the targeted assassination thesis and we had to push it. At
first there were protrusions that made it hard to insert easily into
3
Id. (“[The Israeli Government’s] stance is that the argument that Israel is permitted to defend
herself against terrorism only via means of law enforcement is to be rejected.”)
4
See David Luban, Was the Gaza Campaign Legal?, 31 Nat’l Sec. L. R., (Jan./Feb. 2009)
available at http://ssrn.com/abstract=1364608 [Hereinafter Luban]
5
Legal Consequences of the Construction of a Wall in the Occupied Palestinian Territory, 2004
I.C.J. 63, para. 141 (July 4) (Israel has a right and a duty to protect its citizens however “the
measures taken are bound nonetheless to remain in conformity with applicable international law.”)
[Hereinafter ICJ Wall Decision].
6
Robert Marquand, Never mind the ‘Freedom Flotilla.’ Is Israel’s Gaza blockade legal?
CHRISTIAN SCIENCE MONITOR, June 8, 2010, available http://www.csmonitor.com/World/MiddleEast/2010/0608/Never-mind-the-Freedom-Flotilla.-Is-Israel-s-Gaza-blockade-legal [Hereinafter
Marquand]
3
4
legal moulds. Eight years later it is at the center of the bounds of
legitimacy.7
According to the Laws of Occupation, an occupying power cannot use
deadly force within the territory it occupies, but instead only the force available
during law enforcement operations. Erasure of this distinction would change the
law and dramatically expand the legitimate use of military force. In the case of
occupation, it justifies the declaration of war by an occupying power against the
civilians it occupies making them doubly vulnerable to warfare. This possibility
raises a serious question for the future of international humanitarian law: can a
non-state entity emerging from occupied territories commit an armed attack
against its occupying power within the meaning of Article 51 thereby triggering
the just use of force and if so, can that override an existing legal regime as is the
case when an occupation already exists?
Although this legal issue is not settled as evidenced by the question’s very
emergence, I am assuming that the consensus view is that the two regimes, jus ad
bellum and jus in bello, are incompatible and that an occupying power cannot
declare war on the territory that it occupies. I base my assumption on the fact that
the ICJ, the world’s highest legal authority, has already ruled on this matter, and
since challenge to its analysis has only been advanced by one state, that there does
not exist sufficient debate to justify the law’s transformation. While a tangible
shift in international law has not been realized by Israel, at the very least its
arguments and its consistent contravention of existing international norms have
blurred the demarcation between jus ad bellum and jus in bello thereby creating
confusion where the ICJ has tried to achieve clarity.
Using Israel’s blockade on Gaza as a case study, I examine the United
Nation’s Security Council’s (UNSC) handling of this confusion and conclude that
it has not only failed to resolve this controversy but has perpetuated it by
affording inordinate deference to the violating party. Additionally, rather than
affirm the blockade’s illegality, the Security Council has dealt with the
humanitarian crisis as a political matter only. In doing so, the UNSC has not
provided proper guidance to its member states, has allowed Israel to continue its
affront to the international legal order without sanction, has undermined its own
legitimacy as well as the legitimacy of international law, and has abrogated its
duties pursuant to the UN Charter. Redressing such failure requires the UNSC to
uphold the rule of law by centralizing humanitarian law in its assessment and
treatment of the Gaza blockade. This includes affirming the blockade’s illegal
nature and sanctioning Israel for its breach of international law.
To demonstrate the UNSC’s failure to uphold the rule of law I will begin
by providing a background of the Gaza Strip leading to the imposition of a
7
See Yotam Feldman & Uri Blau, Consent and Advise, HAARETZ, Feb. 5 2009, at
http://www.haaretz.com/hasen/spages/1059925.html as quoted in George E.
Bisharat, Timothy Crawley, Sara Elturk, Carey James, Rose Mishaan, Akila
Radhakrishnan, and Anna Sanders, Israel’s Invasion of Gaza in International Law,
38 DENV. J. INT'L L. & POL'Y 41, 55 (2009). [Hereinafter Bisharat]
4
5
blockade. I will then show that the blockade is illegal pursuant to international
humanitarian law. Third, I will demonstrate how the UN is in violation of its own
Charter because of the Security Council’s failure to respect international law and
the grotesque discrepancy between its handling of crisis in Gaza as compared with
other international case studies. Such a discrepancy renders the situation in Gaza a
legal black hole where might, as opposed to law, is right. I conclude by making
recommendations to the UN to redress such failure as well as to posit questions
for future research.
II.
Background: Israel, occupation, and the blockade on Gaza
The Gaza Strip constitutes the western-most border of historic Palestine
under the British Mandate and was meant to be a part of a Palestinian state
pursuant to the United Nation’s Partition Plan.8 In the aftermath of the 1948 ArabIsraeli War, Gaza came under Egyptian control, which administered the territory
in accordance with Arab League policy until 1967.9 As a result of the Six Day
War, Israel captured and occupied the Gaza Strip, the West Bank, East Jerusalem,
the Sinai Peninsula, and the Golan Heights. Israel imposed military rule over the
West Bank and Gaza but denied the applicability of the Convention (IV) relative
to the Protection of Civilian Persons in Time of War, or the Fourth Geneva
Convention (“FGC”). Israel argued because the territories did not constitute a
sovereign state at the time of conquest, that it simply administered the territories
and did not occupy them within the meaning of international law.10 The UN
Security Council,11 the International Court of Justice,12 the UN General
Assembly,13 as well as the Israeli Supreme Court14 have roundly rejected Israel’s
8
UN GA Res. 181, Resolution 181 (II) Future government of Palestine, U.N. Doc. A/RES/181(II),
(1947) available at http://domino.un.org/unispal.nsf/0/7f0af2bd897689b785256c330061d253.
9
See Ardi Imseis, On the Fourth Geneva Convention in the Occupied Palestinian Territory, 44
HARV. INT’L L.J. 65, 78 (2003). [Hereinafter Imseis]
10
Bisharat, supra note 7, at 48.
11
UN SC Res. 242 (1967) (The resolution reaffirmed “the inadmissibility of the acquisition if
territory by war,” and called upon Israel to withdraw “its armed forces from the territories
occupied in the recent conflict.”); See also UN SC Res. 446 (1979) (The Security Council declared
that settlements in the Palestinian Territories were not legally valid and affirmed “once more that
the Geneva Convention relative to the Protection of Civilian Persons in Time of War, of 12
August 1949, is applicable to the Arab territories occupied by Israel since 1967, including
Jerusalem.”); See also UN SC Res. 681 (1990) (the Security Council urged “the Government of
Israel to accept the de jure applicability of the Fourth Geneva Convention…to all territories
occupied by Israel since 1967 and to abide scrupulously by the provisions of the Convention.”)
12
ICJ Wall Decision, supra note 5, at para. 101 (“… the Court considers that the Fourth Geneva
Convention is applicable in any occupied territory in the event of an armed conflict arising
between two or more High Contracting Parties. Israel and Jordan were parties to that Convention
when the 1967 armed conflict broke out. The Court accordingly finds that that Convention is
applicable in the Palestinian territories which before the conflict lay to the east of the Green Line
and which, during that conflict, were occupied by Israel, there being no need for any enquiry into
the precise prior status of those territories.”)
13
UN GA Res. 56/60, U.N. GAOR, 56th Sess., U.N. Doc. A/Res/56/60 (2002) (The General
Assembly affirmed that "that the Geneva Convention relative to the Protection of Civilian Persons
in Time of War, of 12 August 1949, is applicable to the Occupied Palestinian Territory, including
5
6
position. Significantly, Israel’s Supreme Court, or the High Court of Justice,
recognizes that the entirety of the Hague Regulations15 and certain provisions of
the FGC as customary international law.16
In August 2005, in accordance with its Revised Disengagement Plan of 6
June 2004 (Disengagement Plan), Israel withdrew 9,000 settlers, dismantled 21
settlements, and removed its military infrastructure from Gaza, including all of its
military orders that applied to the Gaza Strip.17 Israel maintained control over
Gaza’s electricity and sewage systems, its population registry, its electromagnetic
sphere, its tax revenue distribution, and its telecommunications network.18
Moreover, Israel continues to control Gaza’s air space and territorial waters, a
buffer zone along Gaza’s land and sea borders,19 and has continued to conduct
military operations in the Strip.20 Israel also continues to authorize substantial
control over the Rafah Crossing, Gaza’s only crossing point with Egypt.21
In January 2006, after years of a policy that disassociated itself from the
Oslo Process and the legitimacy of the Palestinian Authority, Hamas, decided to
participate in national elections. It comprised the main portion of the “Change and
Reform List” which won the majority of seats in the Palestinian Legislative
Council thereby earning it the right to form the cabinet in the Palestinian
Authority (PA). In response, members of the international community imposed
sanctions on the PA demanding that it recognize key principles established by
Quartet, namely: 1) a renunciation of violence; 2) the recognition of the State of
Israel; and 3) a recognition of previous agreements.22 These economic sanctions
included the withholding of tax revenues, a restriction on movement and goods
East Jerusalem, and other Arab territories occupied by Israel since 1967".)
14
H.C. 4764/04, Physicians for Human Rights v. The IDF Commander in Gaza, (“"The military
operations of the [Israeli Defence Forces] in Rafah, to the extent they affect civilians, are governed
by Hague Convention IV Respecting the Laws and Customs of War on Land 1907 . . . and the
Geneva Convention relative to the Protection of Persons in Time of War 1949.") [Hereinafter
Physicians for Human Rights].
15
See H.C. 593/82 Leah Tsemel, Attorney, et. al, v. The Minister of Defence and others.
16
See H.C. 2056.04, Beit Sourik Village Council v. the Government of Israel and others.
17
The Cabinet Decision Regarding the Disengagement Plan, (Israeli Ministry of Foreign Affairs),
June 6, 2004 available
http://www.mfa.gov.il/MFA/Peace+Process/Reference+Documents/Revised+Disengagement+Pla
n+6-June-2004.htm.
18
See Disengaged Occupiers: The Legal Status of Gaza (GISHA/Position Paper/Israel), January
2007, available at http://www.gisha.org/UserFiles/File/Report%20for%20the%20website.pdf.
[Hereinafter Disengaged Occupiers]
19
23 Days of War, 928 Days of Closure, (Palestinian Centre for Human Rights/Gaza), December
2009, at 21. [Hereinafter War and Closure]
20
Bisharat supra note 7, at 49.
21
Suffocating: The Gaza Strip Under Israeli Blockade, (Amnesty International/London), January
2010. [Hereinafter Suffocating the Gaza Strip]
22
See Secretary-General Kofi Annan, Press Conference at United Nations Headquarters, (9 May
2006) in TRANSCRIPT OF PRESS CONFERENCE ON MIDDLE EAST BY SECRETARY-GENERAL KOFI
ANNAN, QUARTET PRINCIPLES, AT UNITED NATIONAL HEADQUARTERS, U.N. DOC. SG/SM/10453
available at
http://domino.un.org/unispal.nsf/b792301807650d6685256cef0073cb80/f54947c91ea0fc56852571
6a004ebdc0?OpenDocument.
6
7
within, out of, and into the Territories, as well as a prohibition of access to foreign
aid.23
The debilitating impact of the sanctions along with Fatah’s refusal to cede
control of all Palestinian Authority institutions to Hamas spilled over into tensions
and armed conflict between the rival political parties.24 In June 2007, Hamas
ousted Fatah from the Gaza Strip, in what some analysts have described as a
preemptive coup, and established itself as the sole governing authority in the
Strip.25 Israel thereafter imposed upon it a comprehensive siege that prohibited the
ingress and egress of all people and goods, effectively cutting off the 360 square
mile territory from the world.26 In September 2007, Israel declared Gaza a
“hostile territory” and purported that its blockade constitutes an act of selfdefense.27 Despite claims of self-defense, Israel has not defined a definitive
purpose for the blockade, the achievement of which would indicate its end.
Official Israeli goals have ranged from limiting Hamas’s access to weapons,28 to
seeking retribution for the pain caused to Israeli civilians,29 and to compelling the
23
See Esther Pan, Hamas and the Shrinking PA Budget, (Council on Foreign
Relations/Washington, D.C.), April 21, 2006, available at
http://www.cfr.org/publication/10499/hamas_and_the_shrinking_pa_budget.html#.
24
See Infighting Between Fatah and Hamas in the Gaza Strip: Timeline, (Miftah/Ramallah,
Occupied West Bank), July 17, 2007 available at
http://www.miftah.org/Display.cfm?DocId=14207&CategoryId=4.
25
See David Rose, The Gaza Bombshell, VANITY FAIR, April 2008 available at
http://www.vanityfair.com/politics/features/2008/04/gaza200804.
26
War and Closure, supra note 19.
27
Avi Ischaroff, Barak Ravid, and Shlomo Shamir, Cabinet declares Gaza ‘hostile territory,’
HAARETZ, Sept. 20, 2007, available at http://www.haaretz.com/print-edition/news/cabinetdeclares-gaza-hostile-territory-1.229665.
28
Statement, Israeli President Shimon Peres at a meeting with French President Nicolas Sarkozy,
(January 5, 2009) (“President Peres noted that tons of explosives and long-range rockets have been
smuggled from Iran through tunnels in the last half-year, and that Iran was using Hizbullah in
Lebanon and Hamas in Gaza as malicious proxies and represents a tangible threat to the State of
Israel and all of the Middle East.") available at http://www.mfa.gov.il/MFA/Terrorism+Obstacle+to+Peace/Hamas+war+against+Israel/The+Hamas+war+against+Israel+Statements+by+Israeli+leaders.htm
29
See News Agencies, PM: Gazans can’t expect normal lives while rockets hit Israel, HAARETZ,
(January 23, 2008) available at http://www.haaretz.com/hasen/spages/947515.html (Israeli Prime
Minister Ehud Olmert said "There is no justification for demanding we allow residents of Gaza to
live normal lives while shells and rockets are fired from their streets and courtyards at Sderot and
other communities in the south." According to Haaretz, the Prime Minister added, "Does anyone
seriously think that our children will wet their beds at night in fear and be afraid to go out of the
house and they (Gazans) will live in quiet normality?"); See also Israel’s Supreme Court upholds
fuel cuts to Gaza, (Global Security) November 30, 2007, (Statement of Israeli Foreign Minister to
the Israeli High Court: “The Palestinians need to understand that business is not usual, I mean
there is no equation in which Israeli children will be under attacks by Kassam rockets on a daily
basis and life in the Gaza Strip can be as usual.”) available at
http://www.globalsecurity.org/military/library/news/2007/11/mil-071130-voa02.htm as quoted in
Report of the United Nations Fact-Finding Mission on the Gaza Conflict, U.N. Doc.
A/HRC/12/48, at 676 (September 15, 2009), [Hereinafter Goldstone Report].
7
8
Palestinian population to overthrow the Hamas government,30 indicating an
unpredictable end date to the closure policy.
Since its imposition, Israel has sealed the five crossings between it and
Gaza: Erez, Karni, Sufa, Nahal Oz, and Kerem Shalom. It has also imposed a
naval blockade and limited fuel and electricity into the Strip. Israel’s policies have
also amounted to an almost complete prohibition on the movement of people into
and out of the Strip with few exceptions even for the ill seeking medical
treatment.31 The devastating impact of the blockade on Gaza’s 1.5 million person
population has been well-documented, and defined as a humanitarian crisis, by a
broad range of international human rights and humanitarian aid organizations.32
As of January 2010, imports into Gaza are at approximately 25% of what
its population needs. This amounts to about 2,500 truckloads of goods per month,
as opposed to the 10,400 truckloads per month that were entering Gaza before the
closure began in June 2007.33 The World Food Program has said that 400 trucks
are needed in Gaza per day, or 2,800 a week.34 The table below is illustrative of
30
Jeffrey Heller, Israel easing Gaza land blockade, REUTERS, June 17, 2010, (“In fact Israeli
officials had long made clear that the blockade was a strategy of "economic warfare" against
Hamas, aimed at squeezing the civilian population of Gaza to turn it against the Islamist
movement that seized complete control of Gaza after a power struggle with Fatah militias in
2007.”) available at http://www.reuters.com/article/idUSTRE65G10H20100617; See also Press
Conference, Statement of Israeli Foreign Ministry Tzipi Livni at a Press Conference with German
Foreign Minister Steinmeier (January 11, 2009) (“"In the long term, Hamas’s rule in the Gaza
Strip is certainly Israel’s problem, but it’s first of all a Palestinian problem. Hamas’ rule stands in
the way of their ever establishing a state, because Israel and the world will never accept or agree to
have a terrorist state controlled by Hamas. Today the residents of Gaza are finding out what a
heavy price they pay for Hamas taking over Gaza. The entire region now understands how
problematic Hamas is...”) available at
http://www.mfa.gov.il/MFA/Terrorism+Obstacle+to+Peace/Hamas+war+against+Israel/The+H
amas+war+against+Israel+Statements+by+Israeli+leaders.htm.
31
Suffocating the Gaza Strip supra note 21.
See Deprived and Endangered: Humanitarian Crisis in Gaza, (Human Rights Watch/New
York, NY) January 2009, available at http://www.hrw.org/en/news/2009/01/12/deprived-andendangered-humanitarian-crisis-gaza-strip#_ftn22; See also UNRWA Chief: Gaza on brink of
humanitarian catastrophe, REUTERS, Nov. 21, 2008, available at
http://www.haaretz.com/news/unrwa-chief-gaza-on-brink-of-humanitarian-catastrophe-1.257784;
See also Press Statement, Amnesty International, Israeli Gaza Blockade must be completely lifted
(June 17, 2010), available at http://www.amnesty.org/en/news-and-updates/israel-gaza-blockademust-be-completely-lifted-2010-06-17; See also Agencies rush aid to Gaza Strip, BBC, Jan. 19,
2009, available at http://news.bbc.co.uk/2/hi/7812295.stm; See also Disease risk assessment and
intervention: Gaza Strip, (World Health Organization) January 2009, available at
http://www.who.int/diseasecontrol_emergencies/EPR_DCE_2009_1.pdf. [Hereinafter Disease risk
and intervention]
33
Restrictions on the transfer of goods to Gaza: Obstruction and Obfuscation, (Gisha/Israel),
January 2010.
34
Marquand supra note 6, (Israel asserts that an “average of 371 truckloads of food products were
delivered per week in 2009 and 310 per week so far in 2010.”)
32
8
9
the gap between the goods allowed into Gaza versus the needs of its Palestinian
population.35
Poverty levels have reached 80% and unemployment throughout Gaza is
at 42% rendering 80% of Gaza’s population dependent on food assistance for
survival.36 Before the imposition of the siege in June 2007, nearly 3,900 economic
establishments existed in Gaza employing 150,000 workers who provided for
approximately 500,000 individuals. By the beginning of December 2008, 90% of
these establishments were closed.37
The closure has resulted in dramatic price increases that, coupled with
poverty, have led to food insecurity among Palestinian families. According to the
Palestinian Central Bureau of Statistics (PCBS), due to the confluence of price
increases and poverty, 33.7% of households in Gaza consume lower quality food,
while 16.2% consume less food all together.38 Moreover, the UN’s Food and
Agricultural Organization say that 61% of Palestinians in Gaza are food
insecure.39
Israel’s closure policies have also devastated Gaza’s agricultural sector, a
critical source of food and income for its Palestinian inhabitants. According to the
Humanitarian Coordinator for the Occupied Palestinian Territories, Phillippe
Lazzarini, the blockade threatens to destroy the entirety of Gaza’s fishing and
farming sectors. Preventing such destruction depends on access to agricultural
materials and international markets; unrestricted access to agricultural lands and
fishing zones; and access to materials necessary for the treatment of soil damage
caused by contamination and salination—the access to which is prohibited by
Israel’s blockade.40
The health of Gaza’s population has been severely compromised as the
blockade has limited access to medical treatment,41 a shortage of medical
equipment of necessary technical supplies in its hospitals,42 and a higher risk of
air- and waterborne diseases.43 The World Health Organization documents that
80% of Gaza’s water is unsafe for drinking and that disruption of its sewage
system has led to the spillage of sewage in the streets of Beit Hanoun and Beit
Lahiya.44 The incident in Beit Lahiya killed five residents and displaced 2,000
others.45
35
Goods-Needs v. Supply June 20-July 17, 2010, (Office for the Coordination of Humanitarian
Affairs (OCHA) and the Coordination Committee in Gaza) Table available at
http://www.gazagateway.org/.
36
War and Closure, supra note 19.
37
Id. at 15.
38
Id. at 16.
39
Guide: Gaza Under Blockade, BBC (July 6, 2010), available at
http://news.bbc.co.uk/2/hi/middle_east/7545636.stm.
40
Gaza blockade suffocating agricultural sector, UNITED NATIONS RADIO, (May 25, 2010)
available at http://www.unmultimedia.org/radio/english/detail/96056.html.
41
See Suffocating the Gaza Strip, supra note 21.
42
War and Closure, supra note 19.
43
Disease risk and intervention, supra note 32.
44
Id.
45
War and Closure, supra note 19, at 35.
9
10
III.
The legal nature of the blockade in international humanitarian
law
Under customary international law, a blockade constitutes an act of war and is
therefore regulated by the law of self-defense.46 As an occupying power of the
Gaza Strip, the legality of Israel’s blockade depends on whether or not an
occupying power can declare war on the territory that it occupies.
Israel argues that since its 2005 Disengagement from the Gaza Strip that it is
no longer an occupying power and that it is engaged in an international armed
conflict with Hamas regulated only by the laws of war and not those of
occupation. Moreover, even if it were an occupying power, Israel argues that an
existing occupation is irrelevant as to the application of the laws of war.47 These
assertions are not without controversy.
First, there is a substantial argument that Israel remains the occupying power
in Gaza as a matter of law. 48 Second, while Israel dismisses the impact of an
occupation upon the applicable legal framework regulating the use of force, the
ICJ, has held that to the contrary, legal self-defense cannot be invoked where
there exists an occupation.49
To demonstrate the illegality of Israel’s blockade on Gaza, I will first show
that Israel continues to be an occupying force of the Territory. I will then briefly
discuss the provisions of international humanitarian law that regulate a blockade
but not discuss in full detail how Israel’s blockade violates such laws as that is
beyond the scope of my inquiry. Instead, I will demonstrate that the blockade
itself, irrespective of the manner in which it is imposed, is illegal by
46
Encyclopedia of Public International Law vol. I, at 408 (Peter MacAlister-Smith ed., Max
Planck Inst. for Comparative Public Law and Int'l Law Under the Direction of Rudolf Bernhardt
2000) as quoted in Bisharat, supra note 7; Cf., Julius Stone, Legal Controls of International
Conflict, (London: Steven & Sons Limited) (1954: 292) (blockades imposed in peacetime, or
pacific blockades, imposed unilaterally and not collectively under Article 42 of the UN Charter, is
illegal today).
47
The Public Committee Against Torture, supra note 2, at paragraph 10. (Israeli officials continue
that the laws of war can therefore apply to “both occupied territory and to territory which is not
occupied, as long as armed conflict is taking place on it.”)
48
See e.g. John Dugard, Despite the ‘Withdrawal,’ the siege of Gaza goes on, THE
INDEPENDENT, Oct. 5, 2006, available at
http://www.independent.co.uk/opinion/commentators/john-dugard-despite-the-withdrawal-thesiege-of-gaza-goes-on-418723.html; See also Disengagement will not end Gaza Occupation,
(Human Rights Watch/New York, NY), Oct. 28, 2004, available at
http://www.hrw.org/en/news/2004/10/28/israel-disengagement-will-not-end-gaza-occupation
(“The removal of settlers and most military forces will not end Israel’s control over Gaza...Israel
plans to reconfigure its occupation of the territory, but it will remain an occupying power with
responsibility for the welfare of the civilian.)
49
See ICJ Wall Decision, supra note 5, at para. 141; See also ICJ Wall Decision, supra note 5, at
para. 139 (“Article 51 of the Charter thus recognizes the existence of an inherent right of selfdefence in the case of armed attack by one State against another State. However, Israel does not
claim that the attacks against it are imputable to a foreign State...Consequently, the Court
concludes that Article 51 of the Charter has no relevance in this case.”)
10
11
demonstrating the incompatibility of the laws of occupation (part of jus in bello)
and the law of self-defense (jus ad bellum).
a. Israel remains an Occupying Power in the Gaza Strip and the
enduring application of the laws of occupation
Israeli officials have insisted that despite its ongoing control in the Gaza
Strip its occupation came to an end upon the completion of its Disengagement.50
It asserts that without a permanent physical presence in the territory, Israel does
not exercise “effective control” as derived from Article 42 of the 1907 Hague
Regulations. Article 42 reads:
Territory is considered occupied when it is actually placed under
the authority of the hostile army. The occupation extends only to
the territory where such authority has been established and can be
exercised.”51
The “effective control” test does not require the military presence of the
Occupier throughout the territory but rather “the extent to which the Occupying
Power, through its military presence, is exerting effective control over the
territory and limiting the right of self-determination of the occupied population.”52
The controlling element is whether a belligerent has established its authority and
has the ability to exercise it.
This standard has been confirmed in several international tribunals. In the
Nuremberg Tribunal in USA v. Wilhelm List, et. al., the Tribunal determined that
Germany remained an occupying power in Greece and Yugoslavia even though
its military forces had been ousted from various sections of the country at various
50
See Disengagement Plan of Prime Minister Ariel Sharon, (Knesset/Documents/Israel), April 16,
2004, (“As a result, there will be no basis for claiming that the Gaza Strip is occupied territory.”)
available at http://www.knesset.gov.il/process/docs/DisengageSharon_eng.htm; See also Israel's
Disengagement Plan: Selected Documents, Cabinet Communication, (Israel Ministry of Foreign
Affairs), Sept. 11, 2005, (“Upon the withdrawal of IDF forces from the foregoing areas,
responsibility for them will be transferred to the Palestinian Authority (PA) and the military
administration in the Gaza Strip will end.) available at
http://www.mfa.gov.il/MFA/Government/Communiques/2005/Cabinet+Communique+11-Sep2005.htm; See also H.C. 9132/07 Albiassioni v. Prime Minister, (“The military administration that
governed [the Gaza Strip] in the past was abrogated by a decision of the government, and Israeli
soldiers are no longer present in this territory on a permanent basis, nor do they control what takes
place there. In such circumstances, the State of Israel does not have a general duty to ensure the
welfare of the inhabitants of the Gaza strip and to maintain public order in the Gaza Strip under all
laws of occupation in international law.”)
51
Convention (IV) Respecting the Laws and Customs of War on Land: Regulations concerning
the Laws and Customs of War on Land. (The Hague) October 18 1907. [Hereinafter The Hague
Regulations]
52
Claude Bruderlein, Legal Aspects of Israel’s Disengagement Plan Under International
Humanitarian Law, PROGRAM ON HUMANITARIAN POLICY AND CONFLICT RESEARCH AT
HARVARD UNIVERSITY, (November 2004), 8 [Hereinafter Bruderlein]; See also Bisharat, supra
note 7 at 49 (“The test does not require the presence of permanent military personnel in the
occupied territory.”)
11
12
times because Germany could at any time reenter the country and exercise
effective control.53 More recently in the International Criminal Tribunal for the
former Yugoslavia (ICTY) in Prosecutor v. Naletilic, the Tribunal turned to the
Hague Regulations and held that a key element of control includes ‘a sufficient
force present, or the capacity to send troops within a reasonable time to make the
authority of the occupying power felt.’54
Based on the “effective control” test, Israel continues to occupy the Gaza
Strip if it has the ability to exercise its effective control over the territory whether
accomplished through the presence of continuous ground troops or not. Indeed
Israel has such capacity to reenter and make its presence felt within a reasonable
time, has demonstrated this capacity in a series of military operations since its
disengagement, and has never ceased to exercise its effective control of Gaza.
Consider that in its Disengagement Plan, Israel reserved the right to use
force against Palestinians living in Gaza in the name of preventive and reactive
self-defense.55 Since 2005, Israel has conducted several military operations in the
Strip in the name of such self-defense. 56 Consider also that Israel has maintained
control of its air space, its seaports,57 its telecommunications network, its
electromagnetic sphere, its tax revenue distribution, and its population registry.58
Finally, Israel has complete control of Palestinian movement as it controls its five
border crossings with Gaza and therefore the ingress and egress of all its goods
and people. 59 The confluence of its ongoing control, its continuous military
operations, as well as its capacity to redeploy its troops within a reasonable time,
demonstrate that Israel remains in effective control of the Gaza Strip. There exists
53
See Bisharat, supra note 7 at 49 (“This principle was confirmed by the Nuremburg Tribunal in
USA v. Wilhelm List et al., in which the Tribunal determined that the German occupation of
Greece and Yugoslavia did not end with the withdraw of German forces and the assertion of some
degree of authority by indigenous groupings because the German military could have reentered the
territories and exercised effective control at will.”); See also Bruderlein, supra note 52 at 8 (“In
the same decision, the tribunal considered a territory occupied even though the occupying army
had partially evacuated certain parts of the territory and lost control over the population, as long as
it could “at any time” assume physical control of any part of the territory”).
54
Prosecutor v. Naletilic, International Criminal Tribunal of Yugoslavia, Judgment of March 31,
2003, para. 217 as quoted in Occupation, armed conflict, and the legal aspects of the relationship
between Israel, the West Bank, and the Gaza Strip: A resource for practitioners, PROGRAM ON
HUMANITARIAN POLICY AND CONFLICT RESEARCH AT HARVARD UNIVERSITY, September 2008,
available at http://opt.ihlresearch.org/index.cfm?fuseaction=Page.viewPage&pageId=2043.
55
Bruderlein, supra note 52 at 10.
56
See Israeli Troops Roll Into Gaza, CNN, 28 June 2006, (Israeli ground troops backed by
artillery crossed the Gaza border from Kerem Shalom to Rafah in an an effort to rescue kidnapped
soldier Gilad Shalit. Before the incursion, Israeli air strikes knocked out an electric plant in Gaza
City as well as demolished two bridges.) available at
http://www.cnn.com/2006/WORLD/meast/06/27/israel.soldier/index.html; See also Annan
Warning on Gaza ‘disaster,’ BBC, 9 July 2006, (Israel’s continuing offensive against Gaza that
began on June 28, 2006 has a serious toll on casualties. Israel also maintains a presence in the
south of the territory and east of the Gaza Strip.) available at
http://news.bbc.co.uk/2/hi/middle_east/5162062.stm.
57
See Disengaged Occupiers, supra note 18.
58
Id.
59
Id.
12
13
general international consensus affirming the Gaza’s ongoing status as an
occupied territory and Israel’s status as an occupying power.60 Accordingly, the
laws of occupation remain in force.
b. Israel fails to fulfill its duties to provide relief to civilians living
in the territories it occupies under the laws of occupation
As an occupying power, Israel retains responsibility for public order in
Gaza as well as for the welfare of its civilian population. Pursuant to Articles 55,61
56,62 57,63 of the Fourth Geneva Convention as well as Article 69 of the 1977
Protocol Additional to the Geneva Conventions (Additional Protocol I), this
includes ensuring the population’s access to food, water, medical supplies, and all
other goods essential to their survival as well as maintaining its public health.
Under Article 5964 of the Fourth Geneva Convention, Israel is also required to
permit the free access of humanitarian and relief consignments through its
territory. In its commentary on Article 59, the International Committee of the Red
Cross stressed that said obligation upon the Occupying Power to ensure
humanitarian relief to the civilian population is ‘unconditional.’65
Even in the case that Israel no longer occupied Gaza, and was indeed
engaged in an international armed conflict with Hamas, under the laws of armed
conflict it still maintains a legal obligation towards Gaza’s civilian population. A
belligerent engaged in armed conflict, international or internal, is still bound by
60
Goldstone Report, supra note 29 at para. 276 (“Israel has without doubt at all times relevant to
the mandate of the Mission exercised effective control over the Gaza Strip. The Mission is of the
view that the circumstances of this control establish that the Gaza Strip remains occupied by
Israel. The provisions of the Fourth Geneva Convention therefore apply at all relevant times with
regard to the obligations of Israel towards the population of the Gaza Strip.”) See also infra note
48.
61
Convention (IV) relative to the Protection of Civilian Persons in Time of War. Geneva, August
12, 1949, Article 55 (“To the fullest extent of the means available to it, the Occupying Power has
the duty of ensuring the food and medical supplies of the population; it should, in particular, bring
in the necessary foodstuffs, medical stores, and other articles if the resources of the occupied
territory are inadequate.”) [Hereinafter Fourth Geneva Convention]
62
Id., Article 56 (“To the fullest extent of the means available to it, the Occupying Power has the
duty of ensuring and maintaining, with the cooperation of national and local authorities, the
medical and hospital establishments and services, public health and hygiene in the occupied
territory, with particular reference to the adoption and application of the prophylaptic and
preventive measures necessary to combat the spread of contagious diseases and epidemics.
Medical personnel of all categories shall be allowed to carry out their duties.”)
63
Id., Article 57 (“…The material and stores of civilian hospitals cannot be requisitioned so long
as they are necessary for the needs of the civilian population.”)
64
Id., Article 59 (“If the whole or part of the population of an occupied territory is inadequately
supplied, the Occupying Power shall agree to relief schemes on behalf of the said population, and
shall facilitate them by all means at its disposal.”)
65
O.M. Uhler and H. Coursier, eds. Commentary, IV Geneva Convention (1958), p. 320 as quoted
in Yoram Dinstein, The Right to Humanitarian Assistance, NAVAL WAR COLLEGE REVIEW
(Autumn 2000) available at
http://ihl.ihlresearch.org/index.cfm?fuseaction=page.viewPage&pageID=808&nodeID=2.
[Hereinafter Dinstein]
13
14
certain provisions of humanitarian law to ensure the welfare of the civilian
population.66 During a maritime blockade, belligerents “shall allow free passage
of all consignments of medical and hospital stores and objects necessary for
religious worship intended only for civilians of another High Contracting Party,
even if the latter is its adversary. It shall likewise permit the free passage of all
consignments of essential foodstuffs, clothing, and tonics intended for children
under fifteen, expectant mothers, and maternity cases.”67 In all cases where
closure policies are used in armed conflict, belligerents are bound by customary
international law on the matter derived from Article 54 (1-3) of Additional
Protocol I, which prohibits the starvation of civilians as a method of warfare and
prohibits the destruction and/or attack of objects deemed indispensable to the
survival of the civilian populations “such as foodstuffs, agricultural areas for the
production of foodstuffs, crops, livestock, drinking water installations and
supplies and irrigation works, for the specific purpose of denying them for their
sustenance value to the civilian population or to the adverse Party, whatever the
motive, whether in order to starve out civilians, to cause them to move away, or
for any other motive.”68 Therefore, irrespective of Israel’s status as an occupying
power, the manner in which it has imposed its closure policies arguably amount to
violations of humanitarian law.
That Israel’s blockade is illegal because it contravenes its obligations
towards a civilian population living under its occupation pursuant to international
humanitarian law has been covered at length by several commentators and human
rights organizations elsewhere.69 I will not explore this further as my inquiry does
not seek to demonstrate Israel’s contravention of humanitarian law but instead its
deliberate effort to shift it by insisting that it can simultaneously be at war with
the entity that it occupies.
66
See Goldstone Report, supra note 29 at para. 275 (“Unlike the Hague, the Fourth Geneva
Convention is concerned with the protection of civilians during war irrespective of the status of
the Occupied Territories.”)
67
Fourth Geneva Convention, supra note 61, Article 23 (1). See e.g., Dinstein, supra note 65.
68
Protocol I Additional to the Geneva Conventions of 12 August 1949, and Relating to the
Protection and Victims of International Armed Conflicts, 1977, Article 54 (1-3) [Hereinafter
Protocol I]; See also J.M. Henckaerts, Study on customary international law, INTERNATIONAL
REVIEW OF THE RED CROSS, Vol. 87, No. 857 (March 2005) (The ICRC produced a 5,000 paged
study to identify those humanitarian laws that constitute customary humanitarian law. They
identify the prohibition on the starvation of civilians as well as the attack on those objects
indispensable to the survival of the civilian population as customary law as documented in Rules
53, 54, 55, and 56 in both international and non-international armed conflict.)
69
See e.g., Red Cross: Gaza blockade illegal, AL-JAZEERA (June 14, 2010) available at
http://english.aljazeera.net/news/middleeast/2010/06/201061452646659588.html; See also Gaza
Closure Defined: Collective Punishment, (GISHA), December 2008, available at
http://gisha.org/UserFiles/File/publications/GazaClosureDefinedEng.pdf; See also Press
Statement, Israel Gaza blockade must be completely lifted, (AMNESTY INTERNATIONAL/
PRE01/202/2010) June 17, 2010, available at http://www.amnesty.org/en/for-media/pressreleases/israel-gaza-blockade-must-be-completely-lifted-2010-06-17; See also Interview by Elias
Harb with Richard Falkm Richard Falk: The Shock Resulting from the Flotilla Attack has
Reinforced the Campaign to De-legitimize Israel, (June 22, 2010) available at
http://www.opednews.com/articles/Richard-Falk-The-Shock-Res-by-Elias-Farhud-100621573.html.
14
15
c. The right to initiate force (jus ad bellum) is not available where
an occupation exists and the laws of occupation apply (jus in
bello)
Gaza’s enduring status as occupied territory impacts the permissible use of
force employed by Israel. While the ongoing use of force, such as that applied
during a belligerent occupation as well as an international armed conflict, is
regulated by jus in bello, the initiation of force is regulated by jus ad bellum.
Jus ad bellum refers to the prohibition on the use of force in the UN Charter
Article 2(4), and its sole exception found in Article 51, which permits self-defense
in the case of an armed attack. Once initiated, jus in bello, or the legal framework
regulating the permissible use of force is triggered. Such law includes both the
laws of war as well as the laws of occupation and the distinction is one within jus
in bello.
The laws of war are found primarily in the Hague Regulations, the Four
Geneva Conventions, and their Additional Protocols I and II.70 Such law is based
on a crude balance between humanitarian concerns and military advantage. As
defined by the Nuremberg trials, military exigency allows a belligerent to expend
“any amount and kind of force to compel the complete submission of the
enemy…” so long as the destruction of life and property is not done for revenge
or a lust to kill.71 The permissible use of force during war is therefore expansive.
The two unconditional limits on such force are derived from the customary
principles of distinction and proportionality.
Stipulated in Article 48 of the Additional Protocol I, the principle of
distinction provides that, "[i]n order to endure respect for and protection of the
civilian population and civilian objects, the Parties to the conflict shall at all times
distinguish between the civilian population and combatants and between civilian
objects and military objectives and accordingly shall direct their operations only
against military objectives."72 Distinction mandates that belligerents distinguish
between combatants and civilians and spare civilians from harm. The principle of
proportionality requires that a belligerent party use the minimum force necessary
70
What is International Humanitarian Law, (INTERNATIONAL COMMITTEE OF THE RED CROSS)
available at http://www.icrc.org/web/eng/siteeng0.nsf/html/humanitarian-law-factsheet.
71
See e.g., Jefferson D. Reynolds, Collateral Damage on the 21st Century Battlefield: Enemy
Exploitation of the Law of Armed Conflict, And the Struggle for a Moral High Ground (The
Nuremberg trials defined necessity as: “Military necessity permits a belligerent, subject to the
laws of war, to apply any amount and kind of force to compel the complete submission of the
enemy with the least possible expenditure of time, life, and money ... It permits the destruction of
life of armed enemies and other persons whose destruction is incidentally unavoidable by the
armed conflicts of the war; it allows the capturing of armed enemies and others of peculiar danger,
but does not permit the killing of innocent inhabitants for purposes of revenge or the satisfaction
of a lust to kill. The destruction of property to be lawful must be imperatively demanded by the
necessities of war. Destruction as an end in itself is a violation of international law. There must be
some reasonable connection between the destruction of property and the overcoming of the enemy
forces.”)
72
Protocol I, supra note 68, Article 48.
15
16
to achieve its military advantage. Despite their customary and unequivocal nature,
the principles of distinction and proportionality are subject to debate leaving
ample room for the permissible use of force during war.73
In contrast, permissible use of force pursuant to the laws of occupation are
derived from Article 43 of the Hague Regulations and are much more limited.74
Article 43 imposes a duty upon the Occupying Power to maintain law and order in
the occupied territories and places the responsibility for breaches of said order
during the time of occupation. As put by the U.S. Military Tribunal during the
Hostages Trial, “[t]he status of an occupant of the territory of the enemy having
been achieved, International Law places the responsibility upon the commanding
general of preserving order, punishing crime, and protecting lives and property
within the occupied territory. His power in accomplishing these ends is as great as
his responsibility.”75
Accordingly, the permissible use of force during an occupation is that
which is permissible for law enforcement or policing. 76 Amnesty International
explains that such law enforcement standards are derived from human rights law
and would require an occupying power to use the minimum amount of force
necessary when addressing a security threat.77 According to Marco Sassoli,
Police operations are subject to many more restrictions than
hostilities. To mention but one example, force may be used against
civilians only as a last resort after non-violent means have proved
unsuccessful in maintaining law and order. As for the use of
firearms it is an extreme measure in police operations, while it is
normal against combatants in hostilities.78
The existing legal order prohibits an occupying power from initiating force
against its occupied territory because where there exists a belligerent occupation,
presumably, an armed attack has already occurred in response to which a
73
See e.g., Amichai Cohen, The Principle of Proportionality in the Context of Operation Cast
Lead: Institutional Perspectives, 35 RUTGERS L. REC. 23, (2009); Compare to Noura Erakat,
Operation Cast Lead and the Elusive Quest for Self-Defense in International Law, 36 RUTGERS L.
REC. 164 (2009).
74
Hague Regulations, supra note 51, Art. 43 (The authority of the legitimate power having in fact
passed into the hands of the occupant, the latter shall take all measures in his power to restore, and
ensure, as far as possible, public order and civil life, while respecting, unless absolutely prevented,
the laws in force in the country.”)
75
Iain Scobbie, Words: My Mother Never Told Me-"In Defense of the International Court,"
Agora: ICJ Advisory Opinion on Construction of Wall in the Occupied Palestinian Territory, (eds.
Lori Fisler Damrosch and Bernard H. Oxman) 99 A.J.I.L. 76, 83 (2005). [Hereinafter Scobbie]
76
Bruderline, supra note 52, at 13.
77
The Conflict in Gaza: A Briefing on Applicable Law, Investigations, and Accountability
(Amnesty International) (2009), available at http://www.amnestyusa.org/pdf/gazabriefing.pdf
(arguing international human rights law provides an additional layer of protections) as quoted in
Bisharat, supra note 7 at 52.
78
Marco Sassoli, Article 43 of the Hague Regulations and Peace Operations in the Twenty-First
Century, PROGRAM ON HUMANITARIAN POLICY AND CONFLICT RESEARCH AT HARVARD
UNIVERSITY, (2004, 5).
16
17
belligerent initiated force. Therefore Article 51 self-defense is not available to
Israel because “the time when self-defense could be invoked has passed: the resort
to force has already occurred, and the situation is now governed by the different
regime of international humanitarian law.”79
To assert otherwise is arguably unfair as it affords the occupying power both
the right to use police force in a territory and, if and when it feels that those
powers are inadequate, it expands its use of force by invoking a broader right to
self-defense.80 Moreover, an occupying power should not be able to justify its use
of military force as self-defense in response to a breakdown in order within a
territory for which it is responsible for maintaining order.81 In doing so an
occupying power would be conflating, and rendering useless, two otherwise
distinct legal regimes of jus in bello and jus ad bellum.
i. Israel’s deliberate mis-use of self-defense and its attempt to shift the
existing legal order
Accordingly, as an occupying power, Israel can protect itself and its citizens
against attacks conducted by Hamas ‘[b]ut as a matter of law, it must do this as an
exercise of its right to police the occupied territories, and not as an exercise of the
right of self-defense.’82 Iain Scobbie comments that Israel can indeed take
defensive measures in response to threats but that they need not be justified as
measures taken in self-defense under Article 51 of the Charter because
To equate the two is simply to confuse the legal with the linguistic
denotation of the term "defense." Just as "negligence," in law, does
not mean "carelessness" but, rather, refers to an elaborate
doctrinal structure, so "self-defense" refers to a complex doctrine
that has a much more restricted scope than ordinary notions of
"defense." Unfortunately, this elision between legitimate security
concerns and self-defense is embedded in Israel's justification.83
Israel’s deliberate use of legal self-defense as a justification both challenges
the legal order as well as seeks to avoid the constraints of international
79
Scobbie, supra note 75.
Written Statement submitted by Palestine in the proceedings on the Advisory Opinion (Jan. 30,
2004) (“The Fourth Geneva Convention permits forcible measures against civilian populations,
subject to strict limits. That exhausts the legal rights of an Occupying Power. A State may not use
all of its powers under the Fourth Geneva Convention and the Laws of War and then decide that
those powers are inadequate and invoke the more general right of self-defence, which belongs to
the jus ad bellum, in order to avoid the constraints of international humanitarian law.”) as quoted
in Scobbie, supra note 75, at 84.
81
Scobbie, supra note 75, at 83 (“It would be odd to conclude that Israel may rely on self-defense
to justify its response to acts that denote a breakdown of the order for which it ultimately bears
responsibility under international law.”)
82
Victor Kattan, Gaza: Not a War of Self-Defense, JURIST (Jan. 15, 2009), available at
http://jurist.law.pitt.edu/forumy/2009/01/gaza-not-war-of-self-defense.php as quoted in Bisharat,
supra note 7 at 65.
83
Scobbie, supra note 75 at 84.
80
17
18
humanitarian law upon an Occupying Power. This attempt fits squarely within an
ongoing debate on the parameters of self-defense that began at least since the
United States’ attack on Iraq in the early 1990s. The debate explores whether the
legal definition of self-defense should subject to broad framework of customary
international law84 or alternatively within the narrow scope of self-defense as
defined by the UN Charter,85 whether it can be invoked against a non-state entity
especially in an age where non-state actors have conducted international attacks,86
and finally whether a State should be bound by international law at all in
determining whether or not it needs to defend itself.87
In regard to this case study in particular, Israel has cited UN Security
Council Resolution 1368 (2001) 88 and UN Security Council Resolution 1373
(2001)89 in its attempt to justify its use of force in the Occupied Territories as selfdefense.90 The Security Council passed Resolutions 1368 and 1373 in direct
response to the Al-Qaeda attacks on the United States on September 11, 2001.
The Resolutions affirm that terrorist acts amount to threats to international peace
and security and therefore trigger the “inherent right of individual or collective
self-defense as recognized by the Charter of the United Nations.”91 Israel has
deliberately worked to first cast all acts of Palestinian violence as terrorist acts;92
84
See Nicholas Rostow, Conference Honoring The Scholarship and Work of Alan M. Dershowitz:
Article: Wall of Reason: Alan Dershowitz v. The International Court of Justice 71 ALB. L. REV.
953 (2008) (Rostow argues that the ICJ's decision on self-defense is incorrect and that the Court
should have considered the customary law of self-defense.);
85
See Eugene V. Rostow, The Gulf Crisis in International and International and Foreign
Relations Law, Continued: Until What? Enforcement Action or Collective Self-Defense? 85
A.J.I.L. 506, (1991) (Rostow explores how the category of an "inherent right to self-defense" may
eviscerate Article 51.)
86
See Major Joshua E. Kastenburg, The Use of Conventional International Law in Combating
Terrorism: A Maginot Line for Modern Civilization Employing the Principle of Anticipatory SelfDefense & Preemption, 55 A.F.L. REV. 87 (2004) (Discusses the unresolved definition of selfdefense in favor or one that includes anticipatory self-defense. In all cases, he argues that the
bottom line should be the principles of distinction and proportionality.)
87
See Oscar Schachter, Self-Defense and the Rule of Law, 83 A.J.I.L 259 (1989) (Schachter argues
that the protective measures of states are regulated by national defense policies and the 'politics of
security' rather than by the international law governing use of force and self defense.)
88
S.C. Res. 1368 (2001). [Hereinafter Resolution 1368].
89
S.C. Res. 1373 (2001). [Hereinafter Resolution 1373].
90
Statement of Israel’s Permanent Representative to the United Nations General Assembly, U.N.
Doc. AIES-10IPV.21, at 6, (Oct. 20 2003) as quoted in ICJ Wall Decision, supra note 5 at para.
138.
91
Resolution 1373, supra note 89.
92
Letters from the Permanent Representative of Israel to the United Nations addressed to the
Secretary-General (27 August 2001) U.N. Doc. A/56/324;S/2001/82; (13 August 2001) U.N. Doc.
A/56/294-S/2001/787; (9 August 2001) U.N. Doc. A/56/272-S/2001/768; (27 July 2001) U.N.
Doc. A/56/225-S/2001/743); (26 July 2001) U.N. Doc. A/56/223-S/2001/737; (17 July 2001) U.N.
Doc. A/56/201-S/2001/706; (13 July 2001) U.N. Doc. A/56/184-S/2001/696; (3 July 2001) U.N.
Doc. A/56/138-S/2001/66; (21 June 2001) U.N. Doc. A/56/119-S/2001/619; (19 June 2001) U.N.
Doc. A/56/98-S/2001/611; (18 June 2001) U.N. Doc. A/56/97-S/2001/604; (13 June 2001) U.N.
Doc. A/56/92-S/2001/585; (11 June 2001) U.N. Doc. A/56/91-S/2001/580; (4 June 2001) U.N.
Doc. A/56/85-S/2001/555; (30 May 2001) U.N. Doc. A/56/81-S/2001/540; (25 May 2001) U.N.
Doc. A/56/80-S/2001/524; (18 May 2001) U.N. Doc. A/56/78-S/2001/506; (11 May 2001) U.N.
18
19
secondly to frame those acts as amounting to armed attacks; and thirdly to argue
that such armed attack triggers Article 51 self-defense pursuant to Resolutions
1368 and 1373 irrespective of the West Bank and Gaza’s status as Occupied
Territories.93
The Israeli Government stated its position clearly in the 2005 Israeli High
Court Justice case The Public Committee Against Torture in Israel v. The
Government of Israel, where the State argued that notwithstanding existing legal
debate, “there can be no doubt that the assault of terrorism against Israel fits the
definition of an armed attack,” effectively permitting Israel to use military force
against those entities.” 94 Israeli officials continue that the laws of war can
therefore apply to “both occupied territory and to territory which is not occupied,
as long as armed conflict is taking place on it” and that the permissible use of
force is not limited to law enforcement operations.95 The Israeli High Court of
Justice has affirmed this argument in at least three of its decisions thereby legally
sanctioning the Government’s position that it is engaged in an international armed
conflict and that its permissible use of force is not bound by the laws of
occupation.96
In its Advisory Opinion on the Legal Consequences on the Construction of
a Wall in the Occupied Palestinian Territory, the International Court of Justice
dealt with this challenge in its assessment of the permissible use of force in the
Occupied West Bank. There, the Court noted that Israel’s Permanent
Representative to the United Nations had claimed that Israel’s construction of a
Wall ‘is a measure wholly consistent with the right of States to self-defence
enshrined in Article 51 of the Charter…[the Security Council has] clearly
recognized the right of States to use force in self-defence against terrorist
Doc. A/56/72-S/2001/473; (9 May 2001) U.N. Doc. A/56/69-S/2001/459; (1 May 2001) U.N.
Doc. A/55/924-S/2001/435; (23 April 2001) U.N. Doc. A/55/910-S/2001/396; (16 April 2001)
U.N. Doc. A/55/901-S/2001/364; (28 March 2001) U.N. Doc. A/55/863-S/2001/291; (27 March
2001) U.N. Doc. A/55/860-S/2001/280; (26 March 2001) U.N. Doc. A/55/858-S/2001/278; (19
March 2001) U.N. Doc. A/55/842-S/2001/244; (5 March 2001) U.N. Doc. A/55/821-S/2001/193;
(2 March 2001) U.N. Doc. A/55/819-S/2001/187; (14 February 2001) U.N. Doc. A/55/787S/2001/137; (13 February 2001) U.N. Doc. A/55/781-S/2001/132; (2 February 2001) U.N. Doc.
A/55/762-S/2001/103; (25 January 2001) U.N. Doc. A/55/748-S/2001/81; (23 January 2001) U.N.
Doc. A/55/742-S/2001/71; (28 December 2000) U.N. Doc. A/55/719-S/2000/1252; (22 November
2000) U.N. Doc. A/55/641-S/2000/1114; (20 November 2000) U.N. Doc. A/55/634-S/2000/1108;
and (2 November 2000) U.N. Doc. A/55/540-S/2000/1065.
93
Summary legal position of the Government of Israel, Report of the Secretary-General prepared
pursuant to General Assembly resolution ES-10/13, (A/ES-10/248, (24 November 2003), 6.
(According to its statement made before the General Assembly on 20 October 2003, the
Government of Israel believes the construction of the Barrier is consistent with Article 51 of the
Charter of the United Nations, its inherent right to self-defence and Security Council resolutions
1368 (2001) and 1373 (2001)) available at
http://unispal.un.org/UNISPAL.NSF/0/A5A017029C05606B85256DEC00626057.
94
The Public Committee Against Torture supra note 2 at paragraph 10.
95
Id.
96
See e.g., Physicians for Human Rights, supra note 14; The Public Committee Against Torture,
supra note 2; H.C.11120/05 Hamdan v. the Southern Military Commander.
19
20
attacks.’97 The ICJ reasoned that Article 51 contemplates an armed attack of one
State and against another State and “Israel does not claim that the attacks against
it are imputable to a foreign state.”98 Moreover, the Court held that because the
threat to Israel “originates within, and not outside” the Occupied West Bank, “the
situation is thus different from that contemplated by Security Council resolutions
1368 (2001) and 1373 (2001), and therefore Israel could not in any event invoke
those resolutions in support of its claim to be exercising a right of self-defence.
Consequently, the Court concludes that Article 51 of the Charter has no relevance
in this case.”99
The Court makes two critical distinctions here: 1) that a non-state entity
cannot trigger Article 51 self-defense100 and 2) that because the armed attack
originated within occupied territory, presumably where the laws of occupation
apply, that distinguishes it from the case of the al-Qaeda attack against the U.S.
As such Resolutions 1368 and 1373, which authorize the invocation of Article 51
self-defense against al-Qaeda, are distinct from, and non-applicable to, the
Occupied Palestinian Territories.
While the ICJ made clear that Article 51 self-defense is not available to
occupying powers in the territories it occupies, Israel continues to insist that it is
exercising its legal right to self-defense in its execution of military operations in
the West Bank and the Gaza Strip. Its insistence is critical because as a legal
matter the scope of self-defense is not settled as is reflected by varied legal
scholarship on the topic.101 Since 2005, Israeli officials have nuanced its position
97
Statement of Israel’s Permanent Representative to the United Nations General Assembly,
(AIES-10IPV.21, p.6) (20 October 2003) as quoted in ICJ Wall Decision, supra note 2 at para.
138.
98
Id. at para. 139.
99
ICJ Wall Decision, supra note 2, at para. 139. But see Declaration of Judge Buergenthal, 43
ILM at 1078, para. 6 (Judge Burgenthal disagreed that Israel could not invoke legal self-defense).;
But see also Separate Opinion of Judge Higgins, 43 ILM at 1058, para. 33 (similarly, Judge
Higgins dissented on this matter.)
100
See e.g., Ruth Wedgwood, The ICJ Advisory Opinion on the Israeli Security Fence And the
Limits of Self-Defense, Agora: ICJ Advisory Opinion on Construction of Wall in the Occupied
Palestinian Territory, (eds. Lori Fisler Damrosch and Bernard H. Oxman) 99 A.J.I.L. 52, 59
(2005)("The Charter's language does not link the right of self-defense to the particular legal
personality of the attacker. In a different age, one might not have imagined that nonstate actors
could mimic the force available to nation-states, but the events of September 11 have retired that
assumption."); See also Geoffrey Watson, Self-Defense and the Israeli Wall Advisory Opinon:
The "Wall" Decisions in Legal and Political Context, Agora: ICJ Advisory Opinion on
Construction of Wall in the Occupied Palestinian Territory, (eds. Lori Fisler Damrosch and
Bernard H. Oxman) 99 A.J.I.L. 6 (2005) (Watson argues that the ICJ's decision is "expansive and
sweeping" and fails to conduct a proper analysis of law and fact.); See also Sean D. Murphy, SelfDefense and the Israeli Wall Advisory Opinon: An Ipse Dixit From the ICJ, Agora: ICJ Advisory
Opinion on Construction of Wall in the Occupied Palestinian Territory, (eds. Lori Fisler Damrosch
and Bernard H. Oxman) 99 A.J.I.L 62,64 (2005)(“First, nothing in the language of Article 51 of
the Charter requires the exercise of self-defense to turn on whether an armed attack was
committed directly by, or can be imputed to, another state. Article 51 speaks of the right of selfdefense by a ‘Member of the United Nations’ against an armed attack, without any qualification as
to who or what is conducting the armed attack. The ‘ordinary meaning’ of the terms of Article 51
provides no basis for reading into the text a restriction on who the attacker must be.”)
101
Id.
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towards the Gaza Strip and rather than conflate the two legal regimes, they have
insisted that its occupation has come to an end and that the only applicable legal
regime is that of self-defense.102 Even so, Israel’s legal position amounts to a
challenge of the legal order because as demonstrated above, Gaza remains
occupied as a matter of law.
Israel’s insistence that Gaza is not occupied, despite the near international
consensus to the contrary, as well as its insistence that it is can use force beyond
that permissible for law enforcement irrespective of a territory’s occupied status,
works to blur the frameworks of jus ad bellum and jus in bello so that the law is
not clear on the one hand, and on the other it slowly pushes the boundaries of
existing law in an attempt to reshape it. Such an attempt would be detrimental to
the existing international humanitarian legal order which is intended to protect
civilians in times of war by minimizing their suffering. Specifically, in the case of
Gaza,
It forces the people of the Gaza Strip to face one of the most
powerful militaries in the world without the benefit either of its
own military, or of any realistic means to acquire the means to
defend itself. Thus, [Bisharat, et. al.] believe that Israel's attempt
to transform international humanitarian law in this respect should
be firmly resisted, and that its military's operations in the Gaza
Strip should continue to be evaluated by law enforcement
standards.103
Failure to uphold the law would allow states to behave according to their
own whim in furtherance of their national interest even in cases where that is
detrimental to civilians and to the international legal order. According to the UN
Charter, preservation of such order spurred the community of nations to establish
an international multilateral organization in the aftermath of World War II: the
United Nations. Therefore, the onus for resisting this shift lies on the UN whose
primary goal is to maintain peace and security and uphold the rule of law.
IV.
The United Nations and the Rule of Law
102
See Hillel Fendel, Foreign Minister Legal Expert Explains Gaza Blockade, Israeli Ministry of
Foreign Affairs, (May 27, 2010) (“In 2005, Israel completed its disengagement plan and
completely withdrew from the Gaza Strip, so that no Israeli military or civilian presence remained
in the Gaza Strip. The disengagement plan ended Israel’s effective control of the Gaza Strip after
almost 40 years of effective control…What currently exists is a state of armed conflict.”); See also
The Gaza flotilla and the maritime blockade of Gaza-Legal background, Israel Ministry of
Foreign Affairs, (May 31, 2010) (“A maritime blockade is in effect off the coast of Gaza. Such
blockade has been imposed, as Israel is currently in a state of armed conflict with the Hamas
regime that controls Gaza, which has repeatedly bombed civilian targets in Isreal with weapons
that have been smuggled into Gaza via the seas.”); See also Dore Gold, Israel’s Naval Blockade of
Gaza is Legal, Necessary, BLOOMBERG-BUSINESS WEEK, June 11, 2010, (“Naval blockades are a
legitimate instrument that states employ for self-defense.”)
103
Bisharat, supra note 7, at 55.
21
22
According to the Preamble to its Charter, the goal of the UN is "to establish
conditions under which justice and respect for the obligations arising from treaties
and other sources of international law can be maintained" as well as to "save
succeeding generations from the scourge of war, which twice in our lifetime has
brought untold sorrow to mankind."104 Former UN Secretary-General Kofi Annan
articulated the UN’s commitment to, and the definition of, the rule of law in a
Report where he wrote:
Promoting the rule of law at the national and international levels
is at the heart of the United Nations’ mission…For the United
Nations, the rule of law refers to a principle of governance in
which all persons, institutions and entities, public and private,
including the State itself, are accountable to laws that are publicly
promulgated, equally enforced and independently adjudicated, and
which are consistent with international human rights norms and
standards. It requires, as well, measures to ensure adherence to
the principles of supremacy of law, equality before the law,
accountability to the law, fairness in the application of the law,
separation of powers, participation in decision-making, legal
certainty, avoidance of arbitrariness and procedural and legal
transparency.105
By failing to declare Israel’s blockade on Gaza as ipso facto illegal and
instead treating it as a political matter, the UN, specifically the Security Council,
has not provided proper guidance to its member states, has allowed Israel to
continue its affront to the international legal order without sanction, has
undermined its own legitimacy as well as the legitimacy of international law, and
has abrogated its duties as stipulated by its Charter.
a. The UN Charter: Duties, Privileges, and the Security Council
as the primary enforcement body
The UN Charter makes clear that peace and security flow from the rule of
law. The logic underscores the inevitability of international disputes and affirms
that in order to thwart a violent escalation, principles of justice and international
law must prevail. To this end, the UN Charter states that the UN will "ensure, by
the acceptance of principles and the institutions of methods, that armed force shall
not be used, save in the common interest...."106 Chapter I of the Charter states that
the UN shall maintain international peace and security by suppressing acts of
aggression or other breaches of the peace and/or to settle international disputes
104
U.N. CHARTER, Preamble. [Hereinafter Preamble]
Report of the Secretary-General on the Rule of Law and Transitional Justice in Conflict and
Post-Conflict Societies, U.N. Doc. S/2004/616 (Aug 23, 2004) available at http://daccess-ddsny.un.org/doc/UNDOC/GEN/N04/395/29/PDF/N0439529.pdf?OpenElement.
105
106
Preamble, supra note 104.
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23
which might lead to a breach of the peace based on principles of justice and
international law.107
Its Charter includes several provisions that enable the UN to live up to its
principles. Those measures are delegated specifically to each of the institution’s
six organs: the General Assembly, the Economic & Social Council, the
Trusteeship Council, the International Court of Justice, and the Secretariat. Of
utmost significance to this discussion are the General Assembly, the Security
Council, the International Court of Justice, which unlike the other fundamental
organs reflect the political will of States and grapple with questions of
international law.108 While the General Assembly109 and the International Court of
Justice110 can and do opine about the meaning and applicability of international
law, arguably, the UN’s single organ with enforcement authority is the Security
Council. This is underscored by Article 24 of the Charter, which reads:
In order to ensure prompt and effective action by the United
Nations, its Members confer on the Security Council primary
responsibility for the maintenance of international peace and
security, and agree that in carrying out its duties under this
responsibility the Security Council acts on their behalf.111
Therefore, scrutiny of the UN’s ability to uphold the rule of law amounts to
scrutiny of the Security Council’s behavior.
The UN Charter affords the Security Council several powers in order to
uphold the rule of law and thwart the onset of armed conflict. Chapter II of the
Charter describes the ways in which the Security Council can suspend or expel
states from the UN in response to their affront to the will of the global
community. Specifically, Article 5 empowers the UN Security Council to suspend
a state from exercising its rights and privileges of membership when necessary,112
107
Id.
See UN at a Glance at http://www.un.org/en/index.shtml (The Secretariat carries out day-today work of the UN. The Trusteeship Council oversees the administration of Trust Territories. The
Economic and Social Council is responsible for broad initiatives related to the development of
economic and social issues.)
109
U.N. Charter, Art. 10, (“The General Assembly may discuss any questions or any matters
within the scope of the present Charter or relating to the powers and functions of any organs
provided for in the present Charter, and, except as provided in Article 12, may make
recommendations to the Members of the United Nations or to the Security Council or to both on
any such questions or matters.”)
108
110
U.N. CHARTER, Art. 94(2), (“In the case that a state fails to comply with a decision rendered by
the ICJ, compliance with such decision shall be pursued with the Security Council If any party to a
case fails to perform the obligations incumbent upon it under a judgment rendered by the Court,
the other party may have recourse to the Security Council, which may, if it deems necessary, make
recommendations or decide upon measures to be taken to give effect to the judgment.”)
111
U.N. CHARTER, Art. 24.
112
U.N. CHARTER, Art. 5, (“A Member of the United Nations against which preventive or
enforcement action has been taken by the Security Council may be suspended from the exercise of
the rights and privileges of membership by the General Assembly upon the recommendation of the
23
24
and Article 6 allows the expulsion of a member state from the UN for persistently
violating the principles contained in the Charter.113
Chapter VII of the Charter, comprised of Articles 39 to 51, enumerates the
Security Council’s authority to suppress acts of aggression, threats to the peace,
and breach of the peace committed by member states. Articles 39 through 42
empower the Security Council to determine the existence of such threat, breach,
and/or act of aggression and to take the measures necessary to restore
international peace and security. According to legal scholar and UN practitioner,
Michael Akehurst, “[a] threat to the peace in the sense of Article 39 seems to be
whatever the Security Council says is a threat to the peace.”114 This interpretation
of Article 39 coupled with the several powers delegated by the UN Charter to the
Security Council demonstrates the broad and unfettered legal authority of the
most powerful UN organ.
Arguably the only constraint on the Security Council’s ability to exercise its
authority in international matters is political in nature. The Security Council is
comprised of 15 members, ten of those are rotating non-permanent members
elected for two-year terms by the General Assembly and five are permanent
members. The US, France, China, Russia, and the United Kingdom have
constituted the Council’s five permanent members since its inception.115 Each
Council member has one vote and decisions require the affirmative vote of at least
nine members. On substantive matters, the five permanent members must also
concur and failure to do so amounts to a veto of the resolution.116 Therefore, a
single permanent Security Council member can block international consensus.
b. The UN Security Council’s failure to uphold the rule of law in
response to Israel’s blockade on Gaza
By maintaining peace and security based on tenets of international law as
well as enforcing the rule of law, the UNSC operates as a legal authority. In the
case of the Gaza blockade, the Security Council has failed on both counts. Rather
than make definitive what the law is, it has treated the blockade on Gaza as a
political matter with little to no mention of the law. Moreover, the Security
Council’s behavior in other situations in the Middle East as well as situations
where humanitarian relief has been impeded, demonstrates a political bias
towards the crisis and conflict in Gaza.
It should be noted that while the Security Council has failed to fulfill its
Charter’s mandate, several other UN bodies have adequately assessed the
situation in Gaza. Of particular note are Navi Pillay, the U.N. High Commissioner
Security Council. The exercise of these rights and privileges may be restored by the Security
Council.”)
113
U.N. CHARTER, Art. 6, (A Member of the United Nations which has persistently violated the
Principles contained in the present Charter may be expelled from the Organization by the General
Assembly upon the recommendation of the Security Council.)
114
M.B. Akehurst, Modern Introduction to International Law, 7th ed., ed. P. Malanczuk (London:
Allen and Unwin, 1997) as quoted in Dinstein, supra note 65.
115
See UN Security Council Members 2010 available at http://www.un.org/sc/members.asp.
116
Id. (“This is the rule of "great Power unanimity", often referred to as the "veto" power.”)
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25
for Human Rights and Richard Falk, the UN Special Rapporteur to the Occupied
Palestinian Territories who are among many Committees and voices within the
United Nations affirming the applicability of the laws of occupation to Gaza and
the illegality of the blockade.117 While these voices are critical in resisting Israel’s
attempt to shift the law, I focus my analysis on the Security Council because of its
primary responsibility to maintain peace and security as well as the enforcement
authority afforded it in order to do so.
i. The Security Council has applied the law unequally to
cases of humanitarian crises and thereby diminished
faith in international law among member states
A fundamental tenet of the rule of law is fairness in its application;
otherwise the law would apply to states based on political deference as opposed to
universally upheld principles. Failure to apply the law equally works to diminish
the faith in its value among the states whose collective endorsement makes the
law binding. However, given that the UNSC is a political body, differential
application is inevitable. Here I do not take issue with the discrepant application
of action and scope of attention but rather with the extent of that discrepancy
thereby illustrating the UNSC’s inadequate handling of the crisis in Gaza. This
unwarranted discrepancy is evidenced by the Security Council’s use of Chapter
VII authority to treat past humanitarian crises as by the insufficient attention it has
paid to Gaza between 2005 and 2010 notwithstanding Israel’s unilateral
disengagement, a devastating offensive, a humanitarian crisis, and the serious
questions of law being raised by those events.
1. The Security Council’s use of sanctions in other
cases highlights differential treatment of the
situation in Gaza
117
See UN expert urges Israel to end Gaza blockade as anniversary of campaign looms, UN
NEWS SERVICE, December 23, 2009, (‘The unlawful blockade imposed by Israel continues…’);
See also Gaza blockade illegal, must be lifted: UN’s Pillay, REUTERS, June 5, 2010, (‘I have
consistently reported to member states that the blockade is illegal and must be lifted.’); See also
Ali Treki, President of the 64th Session of the United Nations General Assembly, Address on the
International Day of Solidarity with the Palestinian People, (Nov. 30, 2009) (“The United Nations
has repeatedly called on Israel to lift this inhuman and illegal blockade, but Israel continues to
impose collective punishment on Gaza’s civilian population, in defiance of international law
including international humanitarian and human rights law and particularly in breach of its
obligations under the Fourth Geneva Convention.”); See also Miguel D’Escoto, President of the
63rd Session of the United Nations General Assembly, Address to the 32nd Plenary Meeting of the
10th Emergency Special Session on the Illegal Israeli Actions in Occupied East Jerusalem and the
Rest of the Occupied Palestinian Territory, (Jan. 15, 2009) (“Israel remains the occupying power
in the Occupied Palestinian Territory, including the Gaza Strip, and it has specific obligations
under the Geneva Conventions to protect the occupied population. Instead of providing protection
as mandated by international law, the occupying power is denying this population, 80 percent of
whom are already refugees and more than half of whom are children, the option to seek refuge and
find shelter from the war.”)
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26
The Security Council has used its Chapter VII authority to authorize the
use of force and/or impose sanctions in numerous cases since its establishment.118
Here I focus only on those cases where there existed a humanitarian crisis, and
not just a political one, similar to the crisis that exists in Gaza.
During the break up of the former Socialist Republic of Yugoslavia,
Serbian forces applied force amounting to war crimes in its former territory, and
newly autonomous state, Bosnia and Herzegovina. In response to the devastating
events in the war-torn Republic, the Security Council passed nine resolutions
between September 25, 1991 and May 30, 1992.119 In Resolution 757, the
Security Council affirmed the UN’s primarily role of maintaining international
peace and security, declared that the situation in Bosnia and Herzegovina and
other parts of the former Yugoslavia to constitute a threat to international peace
and security, and invoked its Chapter VII authority to address the situation.
Pursuant to that authority, the Security Council established an embargo on
the former Yugoslavia prohibiting a broad range of activities from the inclusion of
Yugoslavia in international sporting events to a ban on any flights into, out of, or
over Yugoslavia. Resolution 757 also
Demands that all parties and others concerned create immediately the
necessary conditions for unimpeded delivery of humanitarian supplies to
Sarajevo and other locations in Bosnia and Herzegovina, including the
establishment of a security zone encompassing Sarajevo and its
airport...120
Only a few months later in October 1992, the Security Council passed
Resolution 781 and effectively imposed a ban on military flights in Bosnia and
Herzegovina’s airspace in order to ensure the delivery of humanitarian aid and the
cessation of hostilities in the territory.121
The Security Council acted with similar urgency and force in the face of a
humanitarian crisis in Somalia during its civil war. It passed six resolutions
relating to the crisis in Somalia in 1992 and invoked its Chapter VII authority
twice in order to ensure the delivery humanitarian relief throughout Somalia.122
Still, all six resolutions mention the humanitarian crisis and the urgent need for its
redress. In addition to invoking Chapter VII authority, Resolutions 733 and 794
are also noteworthy because of their reference to, and affirmation of, international
118
See U.N. SC Res. 1521 (2003) (Chapter VII invoked and sanctions imposed to respond to
mercenaries and non-state actors in Liberia despite an ongoing peace process); See also U.N. SC
Res. 1572 (2004) (the Security Council invoked Chapter VII authority to impose sanctions on the
Ivory Coast where hostilities continued despite a ceasefire); U.N. SC Res. 661 (1990) (Security
Council invoked Chapter VII authority to impose sanctions on Iraq for its invasion of Kuwait).
119
U.N. SC Res. 713 (1991); U.N. SC Res. 721 (1991); U.N. SC Res. 724 (1991); U.N. SC Res.
727 (1992); U.N. SC Res. 740 (1992); U.N. SC Res. 743 (1992); U.N. SC Res. 749 (1992); U.N.
SC Res. 752 (1992), and 757 (1992).
120
U.N. SC Res. 757 (1992).
121
U.N. SC Res. 781 (1992).
122
U.N. SC Res. U.N. SC Res. 733 (1992); U.N. SC Res. 746 (1992); U.N. SC Res. 751 (1992);
U.N. SC Res. 767 (1992); U.N. SC Res. 775 (1992); and U.N. SC Res. 794 (1992).
26
27
law.
Resolution 733 implemented a ban on military equipment into Somalia
and urged all parties to take “all necessary measures to ensure the safety of
personnel sent to provide humanitarian assistance, to assist them in their tasks and
to ensure full respect for the rules and principles of international law regarding the
protection of civilians."123 In Resolution 794, the Security Council made a much
bolder statement when it expressed:
Expressing grave alarm at continuing reports of widespread violations
of international humanitarian law occurring in Somalia, including
reports of violence and threats of violence against personnel
participating lawfully in impartial humanitarian relief activities:
deliberate attacks on non-combatants, relief consignments and vehicles,
and medical and relief facilities; and impeding the delivery of food and
medical supplies essential for the survival of the civilian
population…Strongly condemns all violations of international
humanitarian law occurring in Somalia, including in particular the
deliberate impeding of the delivery of food and medical supplies
essential for the survival of the civilian population, and affirms that
those who commit or order the commission of such acts will be held
individually responsible in respect of such acts…124
The language of Resolution 794 makes several strides in the furtherance of
international humanitarian law: it affirms its inviolability; it lists with specificity
those acts that rise to an abrogation of the law; and it holds that perpetrators of
those violations will be held individually liable for war crimes.
The Security Council’s response to the humanitarian crises in Somalia and
Bosnia and Herzegovina is by no means an exhaustive examination of its
treatment of humanitarian crises or of international humanitarian law violations.
Instead, the aforementioned resolutions simply demonstrate the Council’s broad
authority to both settle what the law is and take action when made necessary by
conflict. That the Council has such authority but has failed to exercise it in the
case of the Gaza blockade illustrates its failure to uphold the rule of law.
2. The Security Council’s lack of adequate scrutiny
of the situation in Gaza is evidenced by the
discrepancy of resolutions passed as compared
with other case studies and the Middle East in
general
In the face of a humanitarian crisis and conflict in Somalia, the Security
Council passed six resolutions in 1992 alone. In the face of similar crisis and
conflict in Bosnia and Herzegovina, the Security Council passed nine resolutions
in the span of eight months. This stands in stark contrast to the Council’s response
123
124
U.N. SC Res. 733 (1992)
U.N. SC Res. 794 (1992)
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28
to the humanitarian crisis and conflict in Gaza.
Between Israel’s unilateral Disengagement in 2005 and the present, the
Security Council has passed 32 resolutions related to the Middle East. Of those,
19 addressed the conflict in Lebanon;125 11 affirmed the United Nations’ zero
tolerance policy on sexual harassment within its institutions;126 and 2 discussed
Gaza.127 These figures are particularly troubling, in light of the grave nature of
events endured by Gaza’s population during that time especially the imposition of
the blockade in 2007, its continuance through 2010, a 22-day aerial and ground
offensive that left 1,400 Palestinians dead in the Winter of 2008 through 2009,
and an attack on civilian-activists attempting to transport aid to Gaza in
contravention of the blockade wherein ten activists were killed in 2010.
The Council’s inadequate scrutiny of, and attention to, the humanitarian
crisis indicates a disproportionate inequality before the law and, as commentators
have shown, that inequality may be a function of political intervention. In
particular, as one of its five permanent members, the US has consistently blocked
resolutions critical of Israel. Between 1972 and 1997, the US used its veto 32
times to shield Israel from rebuke. This amounted to nearly half of the 69 vetoes
the US cast since the founding of the UN.128 The UN Charter affords the General
Assembly with little recourse to treat the Council’s politicization. Article 11 (3)
allows the General Assembly to call the Security Council’s attention to
“situations, which are likely to endanger international peace and security,”129 but
does not empower the General Assembly to demonstrate the will of the
international community to override a Security Council veto. Consequently, this
authority will do little to nothing to overcome the Council’s inadequate scrutiny
of, and action in response to, the crisis in Gaza.
ii. The Security Council’s treatment of the blockade has
been political at the expense of international law
According to Former Secretary-General Kofi Annan’s definition of the
rule of law, the law should reign supreme. However, in its handling of Israel’s
blockade on Gaza, the Security Council has consistently allowed politics to trump
the law. This has been manifested in its two Security Council resolutions related
125
U.N. SC Res. 1644 (2005); U.N. SC Res. 1636 (2005); U.N. SC Res. 1614 (2005); U.N. SC
Res. 1595 (2005); U.N. SC Res. 1583 (2005); U.N. SC Res. 1701 (2006); U.N. SC Res. 1679
(2006); U.N. SC Res. 1686 (2006); U.N. SC Res. 1680 (2006); U.N. SC Res. 1664 (2006); U.N.
SC Res. 1655 (2006); U.N. SC Res. 1773 (2007); U.N. SC Res. 1757 (2007); U.N. SC Res. 1748
(2007); U.N. SC Res. 1852 (2008); U.N. SC Res. 1832 (2008); U.N. SC Res. 1815 (2008); U.N.
SC Res. 1884 (2009).
126
U.N. SC Res. 1648 (2005); U.N. SC Res. 1605 (2005); U.N. SC Res. 1729 (2006); U.N. SC
Res. 1685 (2006); U.N. SC Res. 1788 (2007); U.N. SC Res. 1759 (2007); U.N. SC Res. 1848
(2008); U.N. SC Res. 1821 (2008); U.N. SC Res. 1899 (2009); U.N. SC Res. 1875 (2009); U.N.
SC Res. 1934 (2010).
127
U.N. SC Res. 1850 (2008) and U.N. SC Res. 1860 (2009).
128
Donald Neff, Lessons to be Learned from 66 UN Resolutions Israel Ignores, WASHINGTON
REPORT FOR MIDDLE EAST AFFAIRS, March 1993, available at
http://www.wrmea.com/backissues/0393/9303040.htm.
129
U.N. CHARTER Art. 11 (3).
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29
to Gaza since the imposition of the blockade; in its response to Israel’s bloody
attack of the aid flotilla; and in its reaction to Israel’s announcement that it will
“ease” its blockade. In none of those situations, has the Security Council, or the
current Secretary-General, described the blockade as an illegal act or treated it
according to the law.
1. Security Council Resolutions 1850 and 1860, the
only two resolutions dealing with Gaza between
2005 and 2010, have failed to incorporate
international humanitarian law
It is significant that the Security Council has yet to address the Gaza
blockade as a discrete issue considering the blockade’s serious implications for
international law. In fact, it has only mentioned the blockade a single time in one
of two Security Council resolutions passed since its imposition in June 2007.
In Resolution 1860 (2009), the Security Council called for an “immediate,
durable, [and] fully respected ceasefire” in the midst of Operation Cast Lead,
Israel’s 22-day offensive against the people of Gaza. While the resolution is
positive in that it affirmed Gaza’s status as occupied territory,130 it does not
explicitly mention the obligation of all states to uphold their duties enshrined in
Common Article 1 of the Geneva Convention to “respect and ensure respect for
the present Convention in all circumstances,” nor does it make any reference to
international humanitarian or human rights law. Instead the resolution calls on
the Israeli government and Palestinian parties to reinvigorate its efforts to
“achieve a comprehensive peace based on the vision of a region where two
democratic States, Israel and Palestine, live side by side in peace with secure and
recognized borders, as envisaged in Security Council resolution 1850 (2008) and
other relevant resolutions.”
The Security Council should play a positive role in encouraging a peaceful
resolution to the conflict but it also has the ultimate responsibility for affirming
and prioritizing applicable international law in the conflict as was reflected by its
intervention in the cases of the former Yugoslavia and Somalia. Especially in a
time of war, the Security Council should have emphasized Israel’s obligations as
an Occupying Power to maintain order in the territory it occupies as well as to
ensure the welfare of those civilians living in the territory. The Council’s failure
to do so was recalled by two rotating members of the Security Council.131 In
effect, the Security Council missed a significant opportunity to affirm the
130
U.N. SC Res.1860 (2009) (The Resolution cites resolutions 242 and 338 which call on Israel to
withdraw from territories occupied in 1967 and also stresses “that the Gaza Strip constitutes an
integral part of the territory occupied in 1967 and will be a part of the Palestinian state.”)
131
Press Statement, SC/9567, Security Council Calls for Immediate, Durable, Fully Respected
Ceasefire in Gaza Leading to Full Withdrawal of Israeli Forces, (8 January 2009) available at
http://www.un.org/News/Press/docs/2009/sc9567.doc.htm (Mexico’s representative to the UN
states that “Mexico would have preferred that the text incorporate an explicit reference to respect
for the provisions of international humanitarian law.” Also, Austria’s representative stated: “One
point had not been explicitly mentioned in the resolution, namely the obligation of all parties to
fully respect humanitarian and human rights law.”
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30
applicability of the Geneva Conventions and implicitly, at least, the existence of
the laws of occupation wherein the legitimate use of force is subject to law
enforcement standards.
As to the blockade, the Resolution calls for the “unimpeded provision
and distribution of throughout Gaza of humanitarian assistance, including of food,
fuel, and medical treatment” and “welcomes the initiatives aimed at creating and
opening humanitarian corridors and other mechanisms for the sustained delivery
of humanitarian aid.” The language does not describe the blockade as illegal and
consequently its call for the unimpeded flow of humanitarian goods does not
address the flow of persons; of reconstruction materials for the provision of
adequate shelter; or of commercial goods in order to revive a pummeled Gazan
economy. Essentially, such flow of goods would ensure the treatment of a
humanitarian crisis but in no way begin to ensure the sustainability or welfare of
Gaza’s population pursuant to international humanitarian law. The inadequate
language in the Resolution also leaves open for debate whether or not Israel can
impose the blockade in Article 51 self-defense. Compare this to the Security
Council’s forceful response to the situation in war-torn Somalia where it
consistently affirmed the applicability of humanitarian law and considered the
impediment to the delivery of humanitarian relief tantamount to war crimes.
Moreover, rather than call on Israel to create and open such humanitarian
corridors, it passively “welcomes initiatives” to do so as if the lack of
humanitarian corridors were a byproduct of a natural disaster and not a willful
violation of humanitarian law. Compare this to the Security Council’s
unequivocal language in the case of the former Yugoslavia where it “demands”
the “immediate” creation of “necessary conditions for unimpeded delivery of
humanitarian supplies.”
Resolution 1850 is worse than its successor because it fails to mention the
blockade all together. The 2008 Resolution supports the peace process and affirms
former Security Council resolutions 242 and 338 upon which that process should
be based in light of the renewed peace talks in Annapolis, Maryland. Resolution
1850 does more to counter the position of Hamas, who upon assuming the
leadership of the Palestinian Authority, rejected the previous peace agreements.
To that effect, the Security Council “declares its support for the negotiations…and
its commitment to the irreversibility of the bilateral negotiations”132 and makes no
mention of its commitment to principles of international humanitarian law.
Resolutions 1850 and 1860 stand in marked contrast alongside the Security
Council’s resolutions on Bosnia and Herzegovina and Somalia, wherein it
emphasized the centrality of humanitarian law and invoked its Chapter VII
authority to ensure the delivery of humanitarian relief.
2. The Security Council missed another
opportunity to deal with the illegal nature of the
blockade in the aftermath of the Flotilla incident
On May 31, 2010, a flotilla of six ships filled with humanitarian aid sailed
132
U.N. SC Res. 1850 (2008).
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31
to Gaza’s shore in what amounted to a direct confrontation of Israel’s blockade.
Israeli forces raided the Turkish ship and used lethal force against civilian
activists killing at least 10 people and wounding dozens of others.133 The Security
Council convened an emergency meeting to discuss the matter where Turkey, a
rotating member of the Council, pushed for condemnation of Israel. The meeting
resulted in a presidential statement adopted by the Security Council, distinct from
a resolution, which is considered binding international law.
The statement, written at a moment when the Security Council could have
dealt squarely with the illegal nature of the blockade, made no mention of it or of
Israel’s contravention of humanitarian law. Instead the Council called for the full
implementation of Resolutions 1850 and 1860 and expressed “its grave concern at
the humanitarian situation in Gaza and stresse[d] the need for the regular flow of
goods and people to Gaza as well as unimpeded provision and distribution of
humanitarian assistance throughout Gaza.”134 The Council went on to reiterate
that only a political solution would solve the conflict and “bring peace to the
region.”135 This tone is also reflected by the language of the UN’s Assistant
Secretary General for Political Affairs, Oscar Fernandez-Taranco, who spoke
before the Council and said “bloodshed would have been avoided if repeated calls
on Israel to end the counterproductive and unacceptable blockade of Gaza had
been heeded.”136 Moreover, Taranco emphasized the deleterious impact of Israel’s
raid on ongoing proximity talks, which must continue.137
Fernandez-Taranco’s language is inadequate and misguiding because
rather than assert the blockade’s illegal nature, the Assistant Secretary-General for
Political Affairs characterizes the blockade in political, (i.e., counterproductive),
and moral, (i.e., unacceptable). Also, by describing the blockade as
“counterproductive” vis-à-vis Israel’s goal of protecting its citizens, FernandezTaranco is implicitly agreeing, and at the very least not dismissing the notion, that
Israel has the right to Article 51 self-defense.
While the Statement includes positive development since it adds that
people and goods should be allowed to flow freely whereas Resolution 1860
encourages the flow of humanitarian aid, the Statement is remiss for making no
mention of the blockade’s illegality and for failing to characterize the flow of
goods, people, and aid, as a legal obligation upon the occupying power. By only
citing the political process and Resolutions 1850 and 1860, the Security Council
treats the matter as one involving two embroiled states as opposed to a situation
wherein humanitarian law places distinct duties upon each Party. Rather than
133
E.B. Solomont, Accusing Israel of Murder, Ankara pushes for censure at UN Security Council,
JERUSALEM POST, June 1, 2010.
134
Security Council, Security Council Condemns Acts Resulting in Civilian Deaths During Israeli
Operation, U.N. Doc. SC/9940, (May 31, 2010).
135
Id.
136
Secretary-General Shocked by Israel’s deadly raid on Gaza aid flotilla, UN NEWS CENTRE,
(May 31, 2010).
137
Id. (“The incident took place “at a time when all efforts should be focused on the need to build
trust and advance Israeli-Palestinian negotiations, and nurture regional cooperation in support of
peace,” he said. “It is vital that the proximity talks continue.”)
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affirm the existing legal framework, which affords more protection to civilians
and accountability of occupying powers, the Security Council treated the
blockade as a matter subject to political negotiations.
3. The Secretary-General’s politicized response to
Israel’s “easing” of the blockade undermined the
rule of law and is no more instructive than the
political prerogatives of the United States and
Israel
The Security Council’s failure to deal with the blockade as a legal matter
also detrimentally impacted its demands upon Israel. The illegality of the
blockade makes requisite its cessation by Israel. On the other hand, its
counterproductive nature can be treated with many actions well short of cessation
including its easement. In fact, the UN and its member states have applied
political pressure upon Israel to lift the blockade rather than impose sanctions on
it for flagrant contravention of international law similar to the measure it took
against the former Yugoslavia.
Even Israel’s strongest ally, the U.S. described the closure as
“untenable”138 and wanted to see more supplies reach the impoverished
Palestinian population. Senior American officials, however, came to this
conclusion as a matter of political interests rather than as a matter of law, stating
that “Gaza has become the symbol in the Arab world of the Israeli treatment of
Palestinians, and we have to change that. We need to remove the impulse for the
flotillas. The Israelis also realize this is not sustainable.”139 As such, the Security
Council’s position is no more legally authoritative or instructive than the political
interests of Israel and the U.S.
Moreover, rather than declare Israel’s easement policy as an incremental
and insufficient step, Secretary-General Ban-Ki Moon responded that Israel’s
decision to review its closure policy was “encouraging.”140 Moon added that the
UN was ready to “scale up its efforts to help Gaza recover and rebuild if enabled
to do so.”141 By applauding Israel for falling short of its legal obligations and then
conditioning UN support to rebuild Gaza upon Israeli approval, the SecretaryGeneral not only fails to affirm the applicable law and legal framework but it also
relieves Israel of its accountability to such law.
Consequently notwithstanding Israel’s proclamations that it would ease
the blockade to allow the flow of all goods not categorized as dual-use into Gaza,
138
Gaza blockade untenable, U.S. believes, MSNBC.COM, June 3, 2010, at
http://www.msnbc.msn.com/id/37482341/ns/world_news-mideastn_africa/. [Hereinafter Blockade
Untenable].
139
Id.
140
Secretary-General, Secretary-General, ‘Encouraged’ By Israel’s Decision to Review Gaza
Policy, Says United Nations Stands Ready to Scale Up Recovery Efforts ‘If Enabled to Do So,
U.N. Doc. SG/SM/12964, (June 17, 2010).
141
Id.
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the devastating conditions in Gaza continue unabated.142 Worse, because the
international community applauded Israel’s decision to “ease” the blockade, it so
continues with UN sanction.
According to the Office for the Coordination of Humanitarian Affairs, in
the first week of Israel’s announcements, imports increased by 14 percent but
only constitute 23 percent of the weekly average that entered in the first five
months of 2007 before the imposition of the blockade.143 Gisha, an Israeli
organization dedicated to the Freedom of Movement found that Israel’s easement
not mean an end to its “economic warfare” upon the Strip thereby perpetuating
the population’s aid-dependent status.144
Despite the negligible impact of Israel’s reformed policy, Israeli officials
believe that its easement is rehabilitating the State’s hobbled relationship to the
UN. Alon Liel, former director general of the Israeli foreign ministry, explained,
‘Israel eased the boycott meaningfully. Maybe we’ve scored some points at the
UN because Israel revealed some sensitivity to the pressure.’145 In what appears to
be a reaction to Israel’s diplomatic efforts, the Secretary-General’s office
announced that only land routes, and not the sea, should be used to deliver aid to
Gaza.146 In the best-case scenario as concerns the rule of law, the illegal nature of
the blockade continues to evade scrutiny, and in the worst case, the UN has
implicitly suggested that the blockade is legal by insisting that aid convoys should
respect Israel’s naval blockade. In both cases, the UN exhibits no resistance to
Israel’s challenge of the existing legal order.
c. Implications of the UNSC’s failure to uphold the rule of law
The UNSC’s failure to uphold the rule of law, and worse its flagrant
disavowal of it, is in and of itself a significant finding as it constitutes an
abrogation of its Charter. In the case of the Gaza blockade, such failure has also
had serious implications for the state of international peace and security: the UN
has left confusion where there should exist clarity regarding the applicable legal
order and appropriate use of force in Gaza; it has provided poor guidance to
member states who are not fulfilling their obligations pursuant to Common
Article 1 of the Geneva Conventions; and it has an untold impact on the authority
afforded to international law and the UN among other states.
142
Amira Hass, Easing of siege may have negligible effect on Gaza, HAARETZ (June 22, 2010)
available at http://www.haaretz.com/print-edition/news/amira-hass-easing-of-siege-may-havenegligible-effect-on-gaza-1.297552.
143
See UN: Easing of Gaza blockade not enough, PALESTINE NOTE, June 25, 2010, available at
http://palestinenote.com/cs/blogs/news/archive/2010/06/25/un-ease-of-gaza-blockade-notenough.aspx.
144
Unraveling the Closure of Gaza, (Gisha/Israel), Jul. 7, 2010) available at
http://www.gisha.org/UserFiles/File/publications/UnravelingTheClosureEng.pdf
145
Joshua Mitnick, Israel signals new cooperation with UN over Gaza flotilla, THE CHRISTIAN
SCIENCE MONITOR, Jul. 26, 2010.
146
Id. (“On Friday, UN Secretary General Ban Ki Moon’s spokesman, Martin Nesirky, said that
the aid to Gaza should be delivered by established land routes rather than the sea…”)
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34
i. The Security Council’s inadequate response to the
blockade has resulted in a lack of clarity on the
applicable legal regime during a military occupation
Israel has deliberately worked to shift existing international humanitarian
law as it applies to Gaza by insisting that it is engaged in an armed conflict with
Hamas and is therefore able to invoke self-defense pursuant to Article 51
notwithstanding the fact that it is an Occupying Power in the Gaza Strip and
therefore responsible for the lack of law or order therein. In doing so, Israel is
purporting that it can both be an occupying power as well as a belligerent engaged
in an international armed conflict. This would mean that Israel has the advantage
of applying law enforcement force upon Gaza’s population, denying them of
subsistence, sovereignty, and adequate means to defend itself, as well as
legitimate force available during armed hostilities. Moreover, because Israel
insists that it ended its occupation upon disengagement from Gaza in 2005 it has
rebuffed its duties as an occupying power. Essentially, Israel would render Gaza a
legal black hole where the only applicable law was its own. By failing to
characterize the blockade as illegal as well as failing to compel Israel to comport
with the existing legal order defined by the international community, the UN has
left Israel’s deliberate attempts unchallenged.
In addition to the devastating impact on international peace and security,
specifically on Gaza’s population, the UN’s failure to resist Israel’s attempts
weakens its authority, weakens international law, and leaves confusion where
there should exist clarity about the relationship between jus ad bellum and jus in
bello. Such lack of clarity serves to undermine the entire regime of occupation
law, which are intended to afford greater protection to civilian populations.
Alternatively the lack of clarity expands the available use of force to states and
empowers them determine what the law is in the furtherance of its national
interests. This blatantly undermines the purpose of humanitarian law, which is not
meant to embolden states but to protect civilians by placing limits on state
behavior during armed conflict. This has untold consequences upon populations
living under occupation or who come to live under occupation as the situation in
Gaza has only begun to demonstrate.
While the UN is tending to the political sensitivities of the Middle East
peace process it has foregone its responsibilities as a guarantor of international
law wherefrom flows peace and security. The signal to states is that while the law
is noble, it can and should be marginalized when it obstructs political expediency.
States, bound by international law, will surely not object to relief from such
responsibilities, however, citizens, aliens, refugees, stateless persons, and civilians
in general will bear the violent brunt of this shift.
ii. The UNSC has provided poor guidance to member
states whose national positions reflect the political and
moral response to the humanitarian crisis that fails to
mention its illegal nature
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Common Article 1 of the Geneva Conventions imposes on High
Contracting Parties the duty to “respect and to ensure respect for the present
Convention in all Circumstances.”147 In relation to the Gaza blockade, this would
amount to imposing sanctions (i.e., trade, military, diplomatic) upon Israel for its
contravention of the Fourth Geneva Conventions. The UN’s politicized and unfair
treatment of the blockade has provided poor guidance to its member states and
influenced their understanding of the blockade’s legal nature leading them to fall
short of their legal obligations pursuant to Common Article 1.
In a random sampling of nine states and the European Union, only three
states, India,148 Brazil,149 and France150 described the violation as a contravention
of international law. Notably, Norway,151 Sweden,152 Britain,153 and the EU154
reiterated the Secretary-General’s description of the blockade as
“counterproductive” for failing to provide Israel with greater security. Russia155
and Malaysia156 called for an immediate end to the blockade, but neither described
the policy as illegal. Finally, the US, in line with most of the world described it as
“untenable” and called for a different policy that would ensure Israel’s security
while alleviating impoverishment among Gaza’s Palestinian population.157 The
random sampling indicates that most states have followed the lead of the Security
Council and mirrored its politicized approach on a national level. Such an
approach seeks to balance Israel’s security interests with the humanitarian
conditions of Palestinians in Gaza without reference to international law on the
matter thereby failing to resist Israel’s challenge of the international legal order
and failure to fulfill its duties under Common Article 1.
iii. The precise extent to which the UNSC’s inadequate
response to the Gaza blockade will have an unknown
impact on the rule of law and the legitimacy of the
United Nations
Arguably the UN’s failure to resist Israel’s attempt to shift international
law has had the most devastating impact on its own, as well as on international
law’s, authority. One cannot document with any precision the international
147
The Geneva Conventions (1949).
R. Vasudevan, India, UN Security Council condemn Israeli attack on Gaza aid flotilla, ASIAN
TRIBUNE, June 1, 2010.
149
Id.
150
Statement of French Foreign Ministry, Blockade of Gaza (Jan. 21, 2008.
151
Statement of Royal Norwegian Ministry of Foreign Affairs, Positive that Israel has decided to
ease Gaza blockade, June 21, 2010.
152
Sweden’s FM blasts Israel’s ‘foolish’ policy in Gaza, THE SWEDISH WIRE, June 7, 2010.
153
Statement of Foreign Secretary of Britain, Foreign Secretary statement on Gaza flotilla, (May
31, 2010).
154
EU ministers: ‘End Gaza blockade,’ THE JERUSALEM POST, Jul. 10, 2010.
155
Russia calls for end to Gaza blockade, easing of humanitarian crisis, RIANOVOSTI, Jul. 16,
2010.
156
Malaysia Will Request UN General Assembly To Seek ICJ Opinion on Freedom Flotilla,
BERNAMA.COM Jul. 11, 2010.
157
Blockade Untenable, supra note 138.
148
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community’s deference to the UN or the rule of law, but it certainly smacks of
hypocritical for the UN to insist upon the adherence to certain standards among
member states that it itself has been unable to meet. The UN has created a
legitimate argument among all states that the law is not applied equally nor is it
immune from political influence. Instead the UN has made it more difficult for
itself to exercise its own moral and legal authority among states that stand in
violation of international law. A recent and telling example is the attempted
prosecution of Sudan’s sitting President Omar al-Bashir.
The International Criminal Court issued an arrest warrant to al-Bashir for
crimes against humanity, war crimes, and genocide in March 2009.158 The Court
has failed to execute its warrant and the Organization of African States, the
League of Arab States, the Non-Aligned Movement, and the governments of
Russia and China have rejected the decision.159 Failure to generate political
support among African and Arab nations for the prosecution of an alleged war
criminal by the world’s highest ranking criminal court is indicative of the battered
legitimacy of the rule of law and the UN.
V.
Recommendations to the UN
The UN’s treatment of the Gaza blockade is a single and very recent case
study, which does not capture the breadth, scope, or trajectory of the UN’s
application of the rule of law in the Middle East. Still, if one could extrapolate
lessons learned from a single case study taken from a broader context, there are
two fundamental lessons learned. The first is that the UNSC may be inadvertently
allowing a single state, through its consistent abrogation of it, to shift international
humanitarian law and challenge the existing legal order without censure. The
second is that the UNSC threatens to undermine its own legitimacy and the
legitimacy of international law by failing to uphold the rule of law and resist that
challenge in the name of maintaining peace and security. To address both lessons
and restore its legitimacy, the UN should respond both substantively to Israel’s
behavior and structurally to its own procedural mechanisms. To achieve these
goals, I recommend that the UN:
1. President of the Security Council issue a Presidential Statement
and/or the Security Council pass a resolution declaring that the
blockade is illegal and a threat to international peace and
security
Despite a unilateral disengagement, the imposition of a debilitating
blockade, a horrific aerial and ground offensive, and a fatal attack upon a
humanitarian aid convoy aiming to break the Gaza siege by sea, the UN Security
Council has only addressed Gaza in two resolutions between 2005 and 2010.
Worse, Resolutions 1850 and 1860 fail to incorporate international humanitarian
158
In the Case of The Prosecutor v. Omar Hassan Ahmad Al Bashir, 2009 I.C.C. (ICC-02/0501/09) (Mar. 4).
159
Henry Owuor, After Bashir warrant, Sudan united in protest, DAILY NATION, Mar. 5, 2009.
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law and make no reference to the Gaza blockade’s illegal nature. Instead, the
Resolutions affirm the international community’s commitment to establishing a
just and viable peace between Israelis and Palestinians and implicitly make the
political achievement of such a peace mutually exclusive with international law
and human rights norms. Such construction runs counter to historical political
conflicts whose resolution has been built on the twin pillars of law and
negotiations, including but not limited to the conflicts in Northen Ireland and
South Africa. In particular regard to a humanitarian crisis wrought by political
conflict, as was the case in Bosnia-Herzegovina and Somalia, the Security
Council has been clear as to the rule of law and the implications for its abrogation
in its Resolutions. In accordance with its legacy as well as for the sake of
achieving a viable and just resolution to the Conflict, the Security Council should
make explicit the illegal nature of the blockade, in addition to its unacceptable
(moral) and counterproductive (political) nature, which it has hitherto established.
Failure to establish the illegal nature of the blockade makes available several
remedies for its treatment well short of its cessation, that are both inadequate and
inappropriate. Short of passing a Resolution, the Security Council should also
consider the issuance of a Presidential Statement to this effect to establish the
illegality of the blockade and the threat it poses to international peace and
security.
2. Security Council invoke Chapter VII authority to use military
force to reconstruct Gaza; and/or ensure the delivery of
humanitarian relief throughout Gaza; and/or to impose
sanctions on Israel;
In light of daunting humanitarian crises suffered in Bosnia-Herzegovina
during the break up of the former Socialist Republic of Yugoslavia as well as
during the Somali civil war, the Security Council expressed its grave concern and
invoked its Chapter VII authority to ensure the delivery of humanitarian relief. In
the case of Bosnia-Herzegovina, the Security Council passed a series of
Resolutions that either called on international parties to participate in the delivery
of humanitarian relief and/or imposed sanctions upon Serbia in the form of a ban
on participation in sporting events; a ban on all flights into, out of, or over Serbia;
and an imposition of a no-fly zone in Bosnia-Herzegovina’s air space. Similarly,
in the case of Somalia, the Security Council invoked its Chapter VII authority to
ban the transport of military equipment to Somalia and to call on international
parties to participate in the delivery of humanitarian assistance.
In contrast, the Security Council has refrained from taking a firm stance
on the cause of Gaza’s humanitarian crisis, let alone invoke its Chapter VII
authority to treat said crisis. Despite Israel’s easement policies in the aftermath of
the deadly raid on the Gaza Freedom Flotilla, 80 percent of Gaza’s population
remains food-aid dependent for survival and 45 percent of the population suffers
from unemployment. Since the destruction wrought by Operation Cast Lead,
wherein 4,000 homes were demolished, according to the Office for the
Coordination for Humanitarian Affairs (OCHA) by November 2009, more than
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20,000 people remain displaced. By December 2010, nearly 93.3 percent of those
families whose homes were destroyed had still not been able to re-construct their
original homes.160 UNRWA attributes its inability to repair or reconstruct
damaged and destroyed homes on Israel’s debilitating blockade, which has
prohibited the entry of necessary construction materials. To alleviate these
conditions, the Security Council should invoke its Chapter VII authority to ensure
the delivery of humanitarian relief and of necessary construction materials. The
Security Council should also impose sanctions upon Israel for its deliberate
obstruction of the delivery of humanitarian relief by the Gaza Freedom Flotilla in
May 2010 and its ongoing obstruction to the regular flow of humanitarian goods.
3. Security Council affirm the International Court of Justice’s
Advisory Opinion on the Separation Wall thereby affirming that
the only legitimate use of force in Gaza is subject to law
enforcement standards;
The 2004 ICJ Advisory Opinion on the Separation Wall extensively
discusses the applicable international law to the Occupied Palestinian Territory as
well as the permissible use of force available to the Occupying Power pursuant to
such Law. There it held that Article 51 self-defense is not available to Israel in its
handling of the OPT because the threat to Israel emerges from within, rather than
without, the Occupied Territory and therefore legal self-defense has no relevance
in the case of Israel dealing with the territory which it occupies. In doing so, the
ICJ also affirms Article 43 of the Hague Regulations which places upon the
Occupying Power the duty to maintain law and order in the territory it occupies
and permits the Occupying Power the police force necessary to maintain such law
and order. Article 43 thus limits Israel’s ability to forego its responsibility for
chaos emanating from the OPT and prohibits the use of military force to address
such disorder. While the Advisory Opinion is not binding it is legally
authoritative and the Security Council should build upon its authority by adding to
it the thrust of enforcement available to the Security Council. In doing so, the
Security Council would be affording clarity regarding duties, responsibilities, and
accountability applicable to both the Occupying Power as well as the civilian
population living under Occupation. Such clarity also enriches a political track
which seeks to resolve the conflict in direct negotiations as it sets clear terms of
reference for both parties.
4. Security Council incorporate international humanitarian law
into all of its statements, declarations, letters, speeches, etc.;
The Security Council has been effective and forceful in establishing the
applicable international humanitarian law in past armed conflicts. Of particular
note is the Somali civil war, wherein the Security Council condemned the attacks
against humanitarian relief aid workers, affirmed the legal prohibition on the
160
http://www.mezan.org/upload/11208.pdf
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39
delivery of such aid, and called for accountability measures to be taken against
those individuals liable for such violations. In doing so the Security Council
strengthened applicable law by affirming its inviolability; by listing its violations
with specificity; and by equating violation of said law as tantamount to war
crimes for which perpetrators could be held individually responsible.
In the case of the Gaza blockade, the Security Council has refrained from
any reference to humanitarian law, collapsing the humanitarian crisis with the
political conflict characterized by prolonged occupation and warfare in disregard
for the distinction between the Laws of Occupation and the means and methods of
permissible warfare. In effect, rather than address the humanitarian crisis in
accordance to well established customary and humanitarian law, the Security
Council has relegated its resolution to the fate of a political solution to be reached
by two parties whose military, diplomatic, and economic asymmetry renders the
Palestinian party with little to no leverage to challenge Israel’s ongoing human
rights violations. To both reinforce the applicability of humanitarian law as well
as to enhance the peace process, the Security Council should use every written
and oral statement on the matter as an opportunity to discuss the applicable
humanitarian law. In doing so, the Security Council can insert itself into the peace
process by establishing the legal terms of reference which have, like all other
matters involved in the conflict, become subject to negotiations.
5. Secretary General request that the Government of Switzerland, in
its capacity as the depository of the Geneva Convention relative
to the Protection of Civilian Persons in Time of War, to convene
a conference of High-Contracting Parties to the Fourth Geneva
Convention to affirm its applicability to Gaza as well as discuss
measures of enforcement; and
The Goldstone Report, also known as UN Fact-Finding Mission on the
Gaza Conflict, commissioned by the Human Rights Council, lists among its many
recommendations a recommendation to the Government of Switzerland, in its
capacity as the depository of the Geneva Convention relative to the Protection
Civilian Persons in Times of War, to convene a conference of High Contracting
Parties to the Fourth Geneva Convention to affirm its applicability to Gaza as well
as to discuss measures of enforcement. The Human Rights Council subsequently
affirmed this recommendation including, but not limited to, Resolution 13/9 in the
Follow-up to the Report of the United Nations Independent International FactFinding Mission on the Gaza Conflict. The purpose of such a conference would
be to enforce the Fourth Geneva Convention upon the OPT at a time when its
applicability has been challenged by Israel, notwithstanding the near to
international consensus on its applicability as demonstrated by the Israeli High
Court, the International Court of Justice, the UN General Assembly, and the
Security Council itself. Switzerland’s most recent, and unproductive attempt, to
convene such a conference took place in 1999. Israel’s deliberate attempts to recast its use of force in the OPT as self-defense in the shadow of the U.S.’s “War
on Terror” makes necessary the discussion of applicable law in the OPT. While
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Israeli military occupation is indeed unique, not least of which for its prolonged
nature, applicable law should not be shaped solely by the Occupying Power’s
practice and opinion. Pursuant to common Article 1 of the Geneva Conventions,
the High Contracting Parties have a duty to “respect and ensure to respect” for the
Convention at all times. In light of this responsibility as well as its increasing
relevance in light of circumstances in Gaza, the UN Secretary General should
request that the Government of Switzerland convene such a conference and in so
doing thwart existing political opposition for doing so.
6. Empower the General Assembly to override a Security Council
veto by a 2/3-majority vote to enable the UN to be a mechanism
for the exercise of international collective will
Arguably, the greatest impediment to the prevalence of law, the rule of
law, and accountability in response to the Gaza blockade has been U.S.
opposition. As a permanent member of the Security Council, afforded veto power,
the U.S. has been able to thwart nearly all measures aimed at accountability in the
Israeli-Palestinian conflict, demonstrated most recently by its veto of a Security
Council resolution on settlements that mirrored its own policy on the matter.
Moreover, the U.S.’s role as peace broker in the political track has enabled the
superpower to remove the conflict from an international arena, subject to scrutiny,
international law, and human rights norms, and to insulate it as an exceptional
U.S. foreign policy issue. This is exacerbated by the U.S.’s self-proclaimed
unique alliance to Israel wherein it provides military, economic, and diplomatic
aid to the Occupying Power. Notably, U.S. diplomatic aid has worked to shield
Israel from meaningful international censure in the face of opposition, arguably
representing a position of international consensus.
Structurally and procedurally, there is no remedy within the UN to
challenge a veto within the Security Council. The only existing remedy to
available can only demonstrate political opposition. Absent the power of
enforcement, General Assembly Resolution 377 (1950), also known as “Uniting
for Peace,” is meant to address a situation wherein the “Security Council, because
of lack of unanimity of the permanent members, fails to exercise its primary
responsibility for the maintenance of international peace and security in any case
where there appears to be a threat to the peace, breach of the peace, or act of
aggression.”161 At best, in its invocation of Resolution 377, the GA can only
make recommendations for collective measures but cannot enforce such measures
itself or become an alternative to the Security Council.
The General Assembly should be afforded a mechanism to demonstrate
international will and become a substitute for the Security Council when the
Council has failed to maintain international peace and security. Such mechanism
can take the form of a two-thirds majority vote with the power to overturn a
Security Council veto. While seemingly controversial as it represents a threat to
161
UNGA 377 A (V) (1950).
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U.S. hegemony, the power can be qualified in many ways including limiting it to
those situations where the lack of Security Council unanimity has been
demonstrated over a certain number of years and/or where a single permanent
member has consistently blocked unanimity. There are many different and
creative arrangements worth considering in order to counter an intransigent
position by a permanent Security Council member and they are all worthy of
consideration because the alternative can amount to a disavowal of faith in the
UN as well as in such concepts as the rule of law and universal human rights.
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